Is a new Russian Black Sea Fleet coming? Or is it here?

New short article up on War on the Rocks. Here’s a preview….


Last summer, Russian Defense Minister Sergei Shoigu said that Russia will continue to strengthen its forces around the Black Sea in order to “neutralize the security threat in the Black Sea region from NATO.” This rhetoric highlights the change in threat perceptions that has taken place on both sides in the region in recent years. Just 10 years ago, the Black Sea was touted as a model of naval cooperation among former adversaries. Collaborative naval activities such as BlackSeaFor and Black Sea Harmony, as well as regular Russian participation in NATO’s Active Endeavor, promised a future where all Black Sea littoral states worked together to ensure regional security and mitigate security threats such as smuggling. This cooperation started to falter after the 2008 Russo-Georgian war but was maintained through the combined efforts of Russia and NATO members – especially Turkey.

The situation changed radically after Russia’s annexation of Crimea in 2014, with NATO leaders expressing concern that Russia could turn the Black Sea into a Russian lake by devoting significant resources to the modernization of the Black Sea Fleet and strengthening Russian military forces in Crimea more generally. Russian political leaders, naval commanders, and policy experts have been open in explaining why they have prioritized the Black Sea Fleet in their naval modernization efforts. Part of that has to do with the parlous state of the fleet prior to 2014. Due to tensions with Ukraine and a general lack of investment in military procurement, Russia had sent only one new combat ship to the fleet between 1991 and 2014. As a result, by 2014 the fleet was barely functional and ships from other fleets had to be used to carry out Russian naval missions in the Mediterranean Sea and the Gulf of Aden.


Read the rest here.

Black Sea Fleet projects power westwards

In April 2016, I published a short article in the Oxford Analytica Daily Brief discussing the role of Russia’s Black Sea Fleet post-Crimea annexation. Here’s the text, as usual with no edits other than restoring some cuts made for space reasons.

SUBJECT: The growing power of the Russian navy in the Black Sea region.

SIGNIFICANCE: Russia’s annexation of Crimea has reshaped the geopolitical environment in the Black Sea and its neighbourhood. New frigates and submarines are being acquired, and cruise missiles will provide a much extended range. With its strategic options no longer constrained by Ukrainian sovereignty over the Sevastopol base, Moscow can use naval and air forces to dominate the sea and create a forbidding environment for potential adversaries, including NATO.

Impacts

  • The deterioration in relations with Turkey could manifest itself in maritime tensions between the two states.
  • Access to the Bosphorus may restrain both Russia and Turkey from encroaching on one another’s maritime rights despite hostile rhetoric.
  • US and European militaries will review naval capacity and may reinforce Mediterranean patrols to counter the increased Russian presence.

ANALYSIS:

The Black Sea Fleet ranks third in importance for the Russian navy, behind the Northern and Pacific fleets, but ahead of the Baltic Fleet and the Caspian Flotilla. Since the collapse of the Soviet Union, the Black Sea Fleet has had four main missions:

  • protecting shipping in the Black Sea;
  • controlling maritime access to the sea in general and to the Caucasus in particular;
  • supporting the navy’s Mediterranean squadron and counter-piracy operations in the Indian Ocean; and
  • maintaining links with the Russian naval base at Tartus in Syria.

The bulk of the fleet is based at Sevastopol in Crimea, as is its land-based air arm.

The Black Sea is of great economic significance to Russia, whose commercial ports — mainly Novorossiysk — carry 30% of its total maritime exports.

For Russia, the sea is an access route to the Mediterranean and to the Atlantic and Indian oceans, and hence important for both economic and geopolitical reasons. The Black Sea Fleet is needed to underpin that access, as well as to deal with potential instability in the Caucasus. It provides logistical support to the Mediterranean squadron which was reconstituted in 2013.

Reviving the fleet

During its post-Soviet history, successive lease agreements of the Sevastopol naval base from the Ukrainian government stipulated that Russia could not base new ships in Crimea.  This clause was intentional, designed for the fleet to rust away.  By 2014, the Moskva cruiser was the only Black Sea Fleet surface ship able to operate out of area for extended periods of time. Even its basing arrangements in Ukraine were such that it had little need to defend the peninsula, since this was Ukrainian territory.

After annexing Crimea, Russia moved quickly to rebuild its forces on the peninsula. The fleet is undergoing a dramatic transformation and is rapidly rebuilding its forces. The Sevastopol base is central to Russian anti-access/area denial efforts in the Black Sea and its airspace. There are several components to the ongoing build-up:

  • up to six new Admiral Grigorovich-class frigates;
  • two Buyan-M-class missile corvettes;
  • six improved Kilo-class diesel-powered submarines;
  • Su-30SM interceptors and Su-34 tactical bombers; and
  • nuclear-capable Tu-22M3 long-range bombers.

Three of the frigates will be commissioned in 2016, while the others will take some years to complete because Ukrainian-made gas turbines are unavailable. Both the corvettes and two of the six submarines have been commissioned, with the remaining submarines to enter service within two years.

Cruise missiles extend fleet’s reach

The corvettes and submarines will carry the 3M-54 Klub anti-ship system, a supersonic cruise missile allowing the navy to deny access to much of the Black Sea. They will also be armed with the 3M-14 cruise missile designed to attack targets on land at ranges of up to 2,500 kilometres.

The combination of coastal and air defences, maritime aviation and corvette-based groups will free the submarine and frigate force to operate in the Mediterranean.

Amphibious capacity

The Black Sea had been likely to receive one of the two French Mistral helicopter carrier/amphibious assault vessels that Russia ordered in 2010. Since France cancelled the sale in August 2015, there has been no announcement from Moscow about acquiring amphibious ships from elsewhere. Nor is it clear what will happen to the old Alligator- and Ropucha-class landing ships which were instrumental to the occupation of Crimea.

Naval support for Syria campaign

The Russian military intervention in Syria, begun in September 2015, has redefined the mission of the Black Sea Fleet:

Transport

Before Russia aircraft were deployed in Syria to bomb rebel forces, vessels from the fleet were playing a key role in the military supply operation known as the ‘Syrian express’. Initially, older landing ships were used to supply arms and equipment to the Syrian military. Once Russia decided to launch air attacks, the Black Sea Fleet provided the maritime transport.

The conventional wisdom that Russia was incapable of conducting military operations beyond its immediate vicinity was confounded by the successful use of large transport aircraft, naval freighters and even Turkish commercial cargo ships reflagged as Black Sea Fleet vessels.

Missile strikes

The Russian navy provided long-range air defence with the S-300 missile system carried on the flagship Moskva in the first half of the operation. Having a ship-based, long-range air defence system allowed Russia to protect Syrian airspace while avoiding tensions with Israel, which had made it clear it would be unhappy if such weapons went to the Syrian army.

In October 2015, the Russian navy launched 3M-14 cruise missiles against targets in Syria from relatively small vessels in the Caspian Sea. By launching missiles from the Caspian, Russia demonstrated its strike capacity from well inside its air defence perimeter. The cruise missiles were also meant to show NATO military planners and neighbouring states the successful development of a missile capability that would be difficult to neutralise.

Once the Black Sea Fleet acquires vessels armed with 3M-14 cruise missiles, its range will extend to most of Southern and Central Europe and the Middle East.

Russia’s demonstration of new naval strike capabilities continued in December 2015, when Kalibr cruise missiles were launched against targets from a new diesel-powered submarine which was transiting the Mediterranean en route to its permanent base at Sevastopol. This use of hard-to-track platforms further highlighted the threat to Russia’s potential opponents.

New missions for the post-Crimea context

Russia’s annexation of Crimea has remade the geopolitical environment in the Black Sea. Crimea’s geographic position allows the country that controls it to dominate the maritime environment. Sevastopol is by far the best harbor on the sea. By taking Crimea, Russia has ensured that its military will not be constrained by Ukraine. This will allow its navy and air force to dominate the Black Sea, creating a forbidding A2/AD environment that will be difficult for any potential adversary, including NATO, to penetrate.

Given the adversarial nature of Russia’s relationship with the West, the Black Sea Fleet will take on additional missions beyond the Black Sea in the coming years. In addition to continuing to provide sealift for Russian operations in Syria, the BSF’s cruise-missile equipped ships and submarines will have a power projection role in the Mediterranean. Even with a fairly small number of frigates and diesel submarines, the fleet will present a potential threat to other naval forces in the region, even U.S. carrier strike groups.

This does not mean that the Russian Navy should be expected to undertake aggressive actions in the Med. Rather, its objective will be to create conventional deterrence against a Western attack by threatening to use its air and sea capabilities to inflict unacceptably high casualties on enemy naval forces attempting to engage Russian forces in the Black Sea or eastern Mediterranean.

CONCLUSION: In the context of Russia’s adversarial relationship with the West, the fleet is likely to be assigned tasks outside the Black Sea such as sustaining a capable naval force in the eastern Mediterranean and continuing to support the Russian military presence in Syria. The fleet will also deliver conventional deterrence through its implicit capacity to inflict unacceptably high casualties on potential adversaries in the Black Sea or the eastern Mediterranean.

The impact of the Crimea annexation on Russian naval interests

As part of a broader modernization program for its Navy, Russia seeks to  develop a naval force that can dominate the Black Sea and  expand Russian presence in the Mediterranean. While not all the ramifications of Russia’s recent annexation of Crimea are yet fully apparent, one consequence is that the Russian Navy will now be able to modernize and expand the Black Sea Fleet with fewer constraints. Previously, any Russian aspirations for expanding its naval presence in the Black Sea were limited by the need to get agreement from Ukraine for any new ships stationed in Sevastopol.  Given Ukrainian resistance to the expansion of the Russian fleet at Sevastopol, Russia had long faced a situation where only one of the fleet’s combat ships could deploy outside the Black Sea on a regular basis. With the annexation of Crimea, this circumstance is rapidly changing.  After taking over Crimea, Russia quickly upgraded the region’s air defense and coastal defense systems and announced plans to station long-range bombers, fighter planes, and ASW aircraft at air bases in the region. The Russian Navy has plans to replace the Black Sea Fleet’s Soviet-era ships with modern frigates and diesel submarines. If these plans are carried out, Russia’s Black Sea Fleet will be on a path to once again become the dominant naval force in the region.

It is likely that this enhanced Russian Black Sea  fleet will be used to expand Russian influence in the Black Sea and also to reinforce Russia’s naval presence in the eastern Mediterranean. In March 2013, Vladimir Putin announced plans to establish a Mediterranean naval task force, with up to 10 combat ships permanently operating in the region. The core of this force, including the command element, is expected to come from the Black Sea Fleet once that fleet has been modernized.

Because of Crimea’s geographic position, full control of the port of Sevastopol will give the Russian Navy the opportunity to enhance its posture and presence in the Black Sea. Over the longer term, Moscow is likely to use its expanding presence in the Black Sea to project power and influence toward the Caucasus, the Balkans, and the broader Mediterranean littoral. The ensuing expansion of Moscow’s perception of its strength and influence may encourage Russia to pursue unilateral policies in the region, reducing incentives for cooperation through existing mechanisms such as BLACKSEAFOR and Black Sea Harmony.

An expanding Russian Black Sea is of direct concern to Turkey. As the Russian Black Sea Fleet capabilities and readiness declined over the last two decades, Turkey effectively became the dominant naval power in the Black Sea region. Turkish leaders have not reacted publicly to Russia’s naval ambitions in the region; however, according to one close observer of the Turkish Navy, if the Russian Navy does once again seek to become the most powerful naval force in the Black Sea, Turkey is likely to react.  According to that observer, Ankara may be prepared to “dust off and update” Cold War-era plans designed to prevent the Russian Navy from gaining control of the Turkish Straits during a conflict.

Russia’s plans to expand its Mediterranean squadron derive from its aspiration to restore its role as an important naval power in the region. Russia takes pride in the fact that it currently maintains more ships in the Mediterranean than the United States does. In recent years Russia’s naval forces have consciously and deliberately been used to complicate and/or challenge U.S. and NATO actions (such as in Syria), and they may seek to do so again in the future.

To operate more than a few ships forward on a permanent basis in the Mediterranean, Russia needs to have access to local ports for replenishment and repairs. With access to its only base at Tartus complicated by the civil war in Syria, Russia is looking to develop alternative relationships that could lead to port access and eventual basing rights. Egypt, Cyprus, Montenegro, and even Greece may be potential targets for closer naval ties.

While the Ukraine crisis does not yet make it clear whether Russia intends to take a more assertive role in countering U.S. and NATO interests in the Black Sea region, the U.S. should probably not expect a return to the period when NATO and Russian naval forces engaged in partnership activities in the Black Sea and the Mediterranean, such as Active Endeavor and Black Sea Harmony. Future cooperation is likely to be limited and to occur only in narrow areas where U.S. and Russian interests happen to coincide.

Russia’s Black Sea Fleet

The crisis in Ukraine has highlighted the importance of Russia’s Black Sea Fleet. I’ve written about the fleet in the past, but it may be worthwhile to provide an update, especially as there have been a couple of surveys of the fleet published in recent days in the Russian press and blogosphere.

The fleet currently consists of 40 combat ships, 28 of which are on active duty while the others are undergoing repair or modernization. The average age of these ships is 25, though the largest and most capable ships that are based in Sevastopol are also the oldest. (The average age of Sevastopol-based ships is 32.5) The flagship is the Slava-class cruiser Moskva. Large combat ships also include the Kara-class cruiser Kerch, the Kashin-class destroyer Smetlivyi, and two Krivak class frigates (Pytlivyi and Ladnyi). The Ladnyi is current being overhauled and is scheduled to return to active duty in August. A second Kara-class cruiser, the Ochakov, was decommissioned several years ago and has now been scuttled so as to block the exist of several Ukrainian Navy ships from Lake Donuzlav. These ships comprise the 11th brigade of ASW ships. The 197th brigade of amphibious ships includes six active ships: three Alligator class (Saratov, Orsk, Nikolai Filchenkov) and four Ropucha class (Novocherkassk, Azov, and Yamal), as well as one inactive Ropucha class ship, the Tsesar Kunikov. Together, these two brigades comprise the 30th division of surface ships. Smaller combat ships based in Sevastopol include three Grisha-class corvettes (Suzdalets, Aleksandrovsk, and Muromets) in the 400th ASW ship squadron, four mine warfare ships in the 418th minesweeper squadron, and 4-5 missile boats in the 295th missile boat squadron. There is also the Alrosa Kilo-class submarine. The newest of any of these ships were commissioned in 1990.

Ships based in Novorossiisk include three Grisha-class corvettes (Kasimov, Eisk, Povorino), two Nanuchka-class missile ships (Mirazh and Shtil), five active and two inactive mine warfare ships, and two hoverborne guided missile corvettes (Bora and Sivuch). These ships are generally newer than the Sevastopol-based ships, with an average age of 22.8. There are also several quite new patrol boats based in Novorossiisk.

Over the next few years, the BSF is expected to receive six new Admiral Grigorovich class frigates over the next three years. These are similar to the Talwar class frigates that Russia exported to India a few years ago. It is also expected to receive up to six new improved Kilo class diesel submarines in the same time period.

Finally, it may be worth briefly pointing out the Black Sea Fleet’s land and air forces, which include the 11th coastal missile artillery brigade armed with Bastion anti-ship missile systems. These are normally located in Anapa (2 on the map), though there have been some reports that they have been relocated to the Crimea in recent days. The 1096th anti-aircraft missile regiment is located in Sevastopol (5 on the map). Naval infantry forces include the 810th naval infantry brigade based in Sevastopol (3 on the map) and the 382nd independent naval infantry battalion based in Temriuk (4 on the map). The 431st naval reconnaissance post is located in Tuapse, near the border with Abkhazia (6 on the map). Naval aviation forces include facilities at Kacha (7 on the map) and Gvardeiskoe (8 on the map), both Crimea. The former houses (approximately) 20 Ka-27 and Mi-14 helicopters and 10 Mi-8 helicopters, as well as 10 Antonov transport planes of various types and 4 Be-12 amphibious planes. The latter houses 22 Su-24M attack aircraft.

Update: Thanks to Constantin Bogdanov, who highlighted some changes that I (and the authors of the surveys) missed: “The 1096th anti-aircraft missile regiment was disbanded in 2011; now there are two anti aircraft battalions (зенитно-ракетных дивизионов) combined with 810th brigade. Also, all Mi-14 are scrapped between 1995-2005.”

The role of the Black Sea Fleet in Russian naval strategy

The Russian military analyst Prokhor Tebin has put together a very useful article explaining Crimea’s military significance for Russia. He highlights the Black Sea’s economic significance for Russia: Russia’s Black Sea commercial ports carry 30 percent of its total maritime exports. The Black Sea also provides the closest access for Russia to the Mediterranean Sea and Indian Ocean, which is important for both economic and geopolitical reasons. Tebin points out that the Black Sea Fleet is needed to ensure that access, as well as to deal with potential  instability in the Caucasus.  It will also serve as a logistics hub for the Mediterranean task force that the Russian navy has decided to form, though ships for the task force will come from other fleets as well. He ranks the fleet third in importance for the Russian Navy, behind the Northern and Pacific Fleets, but ahead of the Baltic Fleet and the Caspian Flotilla.

The composition of the fleet is currently inadequate for its missions. It has only a few old Soviet-era ships: one missile cruiser, three frigates, seven large amphibious ships, and one diesel submarine. It has not received any new combat ships since 1990, while almost all of its existing ships will need to be decommissioned fairly soon. Tebin compares the strength of the BSF to the Turkish navy, which includes 16 frigates, 8 corvettes, and 14 diesel submarines, with more ships on the way. To change the situation, Russia is currently building six new Talwar-class frigates and six improved Kilo class diesel submarines for the BSF. The fleet may also get some small missile ships and gunboats, as well as new minesweepers. Tebin considers this an absolute minimum for the BSF and argues that it will still not be enough to fulfill all of the fleet’s missions or to restore the balance of power in the Black Sea. He also calls for the development of additional shore-based infrastructure, especially in Novorossiisk. However, the latter port is inferior in location and climate conditions to Sevastopol, being subject to the extremely strong wind known as Bora. This relatively unpredictable wind, with speeds registered at over 200km/hour, has in the past damaged ships at pier. The location of Novorossiisk is also far less central than Sevastopol and the harbor is inferior. For these reasons, Tebin argues that Novorossiisk can only serve a complementary role for the Black Sea Fleet, while Sevastopol must remain its main base for the foreseeable future.

In addition, Tebin also provides a very nice map of Russian military facilities in Crimea, which I reproduce below.

The legend reads as follows:

The 1997 agreement permits a maximum of 25,000 personnel, including no more than 1,987 naval infantry and naval aviation personnel. 14,000 are actually deployed.

1) Sevastopol: main Black Sea Fleet forces, up to 30 ships; 810 naval infantry brigade; 17th arms storage facility, Khersones and Yuzhnyi airfields

2) Kacha airfield: Be-12 and An-26 aircraft, Ka-27 and Mi-8 helicopters

3) Gvardeiskoe airfield: 20 Su-24 bombers

4) Feodosiia: 31st naval armaments testing center

5) Cape Opuk: naval firing range

6) Otradnoe: 219th radio-electronic warfare regiment

7) Yalta: 830th communications post

8) Priberezhnoe: 1001st high-frequency communications post

 

The Russian Navy’s role in the Mediterranean

The Russian Navy has just concluded its largest exercise in the Mediterranean in many years. The ships involved represented all three of Russia’s European fleets and included the missile cruiser Moskva, the  Udaloy-class destroyers Marshal Shaposhnikov and Severomorsk, the Yaroslav Mudriy and Smetliviy frigates, six large landing craft (the Kaliningrad, Novocherkassk, Alexandr Shabalin, Saratov, Nikolai Filchenkov, Azov), two submarines (one nuclear and one diesel-powered) and various support vessels. The total number of ships involved was over 20. In addition to the ships, the exercise included at least 20 aircraft. The exercise is being overseen by two senior MOD officials, deputy chief of the General Staff Aleksandr Postnikov and deputy Chief of the Navy Staff Leonid Sukhanov.

The timing and location of the exercise, as well as the heavy representation of amphibious ships, have raised questions about the Russian Navy’s goals in the Mediterranean. To my mind, this is another case of the Russian military trying to kill many birds with one stone. During the second half of the Cold War, the Soviet Navy had a virtually constant presence in the Mediterranean. Its squadron had a number of simultaneous tasks — ensuring the security of critical sea lanes to the Black Sea, deterring the United States Navy, ensuring continued access to the Suez canal for Soviet shipping, and engaging existing and potential allies in North Africa and the Middle East were probably the most significant of these.  The Russian military has long sought to restore its presence in the region and has in the last 5-6 years taken numerous opportunities to send ships to the region to engage in exercises and conduct port visits. This exercise, first and foremost, is simply an expansion of this effort.

Second, the exercise is designed to prepare the navy for possible future operations in Syria. Discussions about the possibility of the Russian fleet seeking to have a deterrent effect on potential US or NATO intervention efforts in the Syrian civil war seem to me rather misguided. The assembled Russian forces are no match for the NATO forces that would be assembled in the region in the event of an intervention. The Soviet navy was always exceedingly cautious to only get involved in conflicts (even just with show of force operations) only in circumstances where the balance of forces was favorable. While those days were a long time ago, the current leaders of the navy were trained in that tradition and are unlikely to get involved in adventures of this type. Furthermore, the composition of the task force indicates that the navy wants to be prepared for a potential evacuation scenario. Such an evacuation may be focused on Russian citizens living in Syria, or (less likely) it may be part of a bid to rescue defeated Alawite leaders from their coastal stronghold down the road. The presence of a large number of surface combatants may be an indication that the navy wants to be prepared to undertake such an evacuation even in circumstances where its ships may come under fire from hostile forces (presumably the victorious Syrian rebels).

The final goal, for the navy, is just to increase preparedness. The Northern Fleet likes to send its ships to exercise in the Med during the winter months. The weather is nicer, allowing for more complicated maneuvers. Official reports indicate that the exercise covers a wide range of naval operations, including counter-piracy and convoy operations, ship defense from small boat attacks, coordination with both naval and long-range aviation, ASW, opposed amphibious landing, and search and rescue. The navy has conducted exercises in the Med pretty much annually since 2008. The fact that this is the largest is in part a reaction to the geopolitical circumstances in the region and in part an indication that the Russian navy is gradually gaining confidence and increasing its capabilities.

 

Russian navy shifts strategic focus with China in mind

I’m off to Russia again this week, for a conference on the Russian military. I’ll blog about the conference next week, but in the meantime, here’s an Oxford Analytica brief I wrote on Russian naval missions. This is from February 2011.

SUBJECT: Navy rearmament and the implications for its missions and strategy.

SIGNIFICANCE: Recent announcements about shipbuilding plans strongly suggest that the navy no longer views the United States and NATO as its primary potential opponents. Over the coming decade, a revised strategy is likely to focus on attempting to counter China’s military rise, while also combating piracy and instability along Russia’s southern flank.

ANALYSIS: The shipbuilding plans outlined in the State Armaments Program (SAP) for 2011-20 show the likely direction of Russian naval strategy for the next decade. The key development is a shift in focus from countering US and NATO naval forces and towards the protection of Russian economic activity, accompanied by a shift in geographic balance towards the south and east.

Maritime Threats. According to official policy, the main maritime threats to Russia include:

  • the rise of naval activity by foreign powers, both near Russian borders and in the open seas;
  • the development by foreign states of naval forces more powerful than its own;
  • illegal economic activity (e.g. poaching) in territorial waters; and
  • the unclear legal status of the Caspian and Azov Seas and the Arctic Ocean – especially the existence of territorial claims in the Arctic.

Based on these threats, maritime policymakers have formulated three general goals for naval activity. They are:

  • defending national interests and security in the open seas;
  • maintaining Russia’s status as a ‘global naval power’; and
  • developing and effectively using naval potential.

These stated threats and goals are nebulous at best, and say little about how the navy will actually evolve over the coming decade.

Shipbuilding plans. However, shipbuilding plans provide useful signposts for determining the missions the navy will undertake. The main focus of Russian shipbuilding over the next decade, according to the SAP, will be on relatively small multi-purpose frigates and corvettes, as well as submarines and amphibious ships.

  • Frigates. The primary surface ships will include Admiral Gorshkov-class frigates, twelve of which are to be built by 2020. These ships will be capable of long distance voyages, with an expected range of 5,000-10,000 kilometers (km).
  • Corvettes. Coastal defense will be provided by up to 20 Steregushchii-class corvettes, with a range of 2,000-5,000 km. Russia will also build ten amphibious-assault ships, including four Mistral-class ships to be built jointly with France and six Ivan Gren-class ships of domestic design.
  • Submarines. Submarine construction will consist of up to eleven Lada and Kilo diesel submarines, as well as up to three Severodvinsk-class nuclear attack submarines. Despite serious design challenges, strategic submarine construction will continue, with six to eight Borei-class submarines expected in the fleet by 2020.

Strategic Intentions. Notably, there are no plans to develop large surface combatants – though until quite recently, planners were talking about building aircraft carriers and destroyers, and renovating three old Kirov-class cruisers. All of these plans have been scaled back. Design work on new aircraft carriers and destroyers is proceeding, but none will be built in the next ten years. Only one cruiser is likely to be renovated, as the other two are not in good enough condition to make refurbishment worthwhile.

The shift in focus away from large surface combatants and nuclear attack submarines towards frigates, corvettes, and diesel submarines shows that Russia no longer sees NATO and the United States as realistic potential maritime opponents. Whereas the Soviet navy was focused on building ships designed to take on aircraft carrier groups, the ‘new’ Russian navy will be primarily focused on defending against smaller adversaries closer to home.

Naval missions. The navy is likely to carry out several missions:

  • Coastal Defense. The coastal protection mission will focus on offshore energy platforms and undersea pipelines, as well as the protection of Russian fishing fleets in areas where maritime borders are still disputed. This mission will be carried out primarily by the new corvettes and by older ships such as the Udaloy-class destroyers.
  • Multinational operations. While the navy’s global missions have been and will be sharply reduced compared to the Soviet period, it will continue to pursue some objectives around the globe. Most significantly, this will include participation in multinational counter-piracy operations in the Indian Ocean. Russian ships have maintained an almost constant presence off the coast of Somalia for several years; these deployments are likely to continue.
  • ‘Showing the flag’. In addition, the navy will send ships to visit states that are existing or potential arms industry customers. This was done two years ago in Venezuela and India, and is seen as having helped Russia secure several new contracts. Future trips may include states such as Vietnam, Indonesia, Brazil, and Syria. These visits do not reflect a desire to build up a truly global naval presence, but rather represent the defense industry’s commercial priorities.

South and eastern shift. Going forward, the Baltic Fleet and Caspian Flotilla will both focus on coastal defense missions, including protecting offshore energy infrastructure; the Caspian Flotilla will also be used against poachers and smugglers. It is likely that the Baltic Fleet’s large ships, which are unnecessary for these missions, will be transferred to the Black Sea Fleet (BSF). The BSF, along with the Pacific Fleet, is also expected to receive most new vessels. These trends reflect an ongoing shift away from the Northern Fleet, which was traditionally the mainstay of the navy. The emerging consensus that NATO is no longer Russia’s primary potential adversary will result in a drawdown of Northern Fleet capabilities, and a shift towards eastern and southern threats:

Northern Fleet decline. The Northern Fleet is now largely unnecessary as a major war-fighting force. However, it will remain the primary home of Russia’s strategic submarines, including all the Delta IVs. Conventional forces will focus on:

    • protecting Arctic fisheries;
    • maintaining the security of facilities built to extract Arctic undersea hydrocarbon deposits;
    • ensuring control of northern sea lanes, which will eventually see a significant increase in merchant traffic as a result of global warming; and
    • sending larger ships on long cruises to promote political and military partnerships abroad, including trips to Latin America and the Mediterranean.

    Pacific Fleet power. Over time, the Pacific Fleet will become the most important in Russia. It will receive most (if not all) of the newest Borei-class strategic submarines, to replace its aging Delta III fleet. It will also receive the first of the Mistrals. The fleet’s missions will include:

    • countering the rapidly modernizing Chinese navy;
    • ensuring Russian sovereignty over the disputed Kuril Islands;
    • protecting offshore energy infrastructure off the Sakhalin coast; and
    • showing the flag in South and South-east Asia.

    Black Sea rearmament. Because of its poor condition, the BSF will receive the largest number of new ships, including six frigates, six diesel submarines, and at least two amphibious ships. It will have three primary missions:

    • controlling maritime access to Georgia in the event of a new conflict there or elsewhere in the Caucasus;
    • protecting shipping in the Black Sea; and
    • deploying for anti-piracy operations in the Indian Ocean.

    CONCLUSION: Despite occasional hostile rhetoric, Russian leaders recognize that a conflict with NATO is extremely unlikely. Military planners clearly regard China as the most important potential threat to national security – even though great efforts are under way to enhance diplomatic and trade ties with Beijing.

    Mistrals to the Pacific

    Russian news services reported yesterday that both of the first two Mistral ships to be built for Russia in France will be stationed in the Pacific fleet. Previous reports had suggested that just one would go to the Pacific. This announcement was made in the context of rising tensions with Japan over the disputed Kuril Islands. President Medvedev also announced that Russia will invest heavily in the modernization of the defense infrastructure on the four disputed islands and will upgrade the weaponry used by units deployed on these islands.

    This announcement reinforces my previous point that Russian leaders have decided to make the Pacific Fleet the most important fleet in the Russian Navy. But rather than focusing primarily on the potential Chinese threat, they also want to counter any efforts by Japan to reclaim the Kurils.

    Hopefully this announcement will calm the panicked claims about how the sale of these ships to Russia will destabilize NATO and threaten former Soviet states such as Georgia and the Baltic republics. I still think that Russia will eventually place a Mistral in the Black Sea Fleet, but if it is the third or fourth ship of the class, rather than the second, this will not happen until close to the end of the decade in the best case. And if the inevitable delays in assimilating new shipbuilding technology strike, it may take as long as 15 years for the fourth Mistral to enter the Russian Navy.

    Russia’s Black Sea Threat?

    That is the title (without the question mark) of a piece by LTC Mowchan in the current issue of the USNI Proceedings. The article is only available to subscribers, unfortunately. The article articulates a vision of Russia that is in many ways at odds with reality. For this reason, it deserves a commentary that will also act as a rebuttal.

    Early on, the author refers to the Black Sea Fleet as Russia’s Sword of Damocles hanging over southeast Europe and the Caucasus. If so, it’s a rusty sword indeed. Mowchan himself notes in the conclusion of that section of the article that:

    Currently, the BSF’s only viable warship is the Slava-class guided-missile cruiser Moskva…. If current modernization and manning trends persist, the BSF will be unable to effectively accomplish any of its assigned missions in the next five years.

    So how can a fleet comprised of ancient, barely seaworthy ships serve as an existential threat to the entire region? According to Mowchan, the threat lies in the fleet’s coming resurrection. As readers of this blog well know, the Russian government has announced grand plans to modernize the fleet by sending up to 15 new combatants to the fleet by 2020. However, readers also know that in the current Russian military, such plans are rarely accomplished. Nevertheless, I am sure that the fleet will be substantially more capable in 2020 than it is now. It will at a minimum have the two Neustrashimyi-class frigates (transfered from the Baltic Fleet), three new updated Krivak-class frigates, and perhaps 1-2 new Admiral Gorshkov-class frigates. A Mistral and 1-2 new Ivan Gren amphibs are also likely. Add in a couple of new diesel submarines and a minimum of 10 new combatants seems highly likely. So in 2020 the BSF will undoubtedly be much more powerful than it is now, though it will probably still be outclassed by the Turkish Navy.

    But what will Russia do with these forces? LTC Mowchan believes that the fleet “will become a tool by which Moscow exerts greater influence over other Black Sea nations.” Well, of course, one of the main reasons countries build military forces is to increase their political power, so that statement seems fine on its face. The problem comes with the author’s assumption that security in the region (and perhaps in the world as a whole) is a zero-sum game where any gain for Russia is automatically a loss for the United States. He sees the BSF’s modernization as leading to “an increase in the possibility of conflict between Russia and those Black Sea states seeking greater integration with the West” and positioning Russia “to threaten U.S. vital interests in the region.”

    This is perhaps the core of my disagreement with this article, as I see the potential for regional security to be a positive-sum game (or, if things go badly, a negative-sum game) where improvements in regional security can help secure the interests of both sides. In my view, improvements in Russian naval capabilities will lead, inter alia, to greater and more effective cooperation with NATO and other states’ warships in anti-piracy operations off the coast of Somalia. LTC Mowchan explicitly rejects this view and that’s fine.

    But I wonder, does he really think that Russia might go to war with NATO in the foreseeable future? He argues that France’s decision to sell the Mistral to Russia “sets a dangerous precedent that could result in such capabilities being used against NATO or other U.S. allies.” He believes that Russia bought the Mistral ships in order to “create inter-alliance frictions that could undermine NATO’s cohesion and decision-making in a crisis–especially if Russia is an active participant in such a conflict.” Actually, I think Russia bought the ships because its leaders realized that a joint construction program was the best possible way for them to modernize their shipbuilding capacity. And besides, quoting one French source, “the Mistral is just a ferry painted grey.”  It is not some Dreadnought.

    Again, I question the possibility of Russia and any NATO state going to war any time in the foreseeable future. But perhaps I am naive in this. If so, I would welcome those who disagree to comment with plausible scenarios that lead to military conflict between Russia and NATO–especially given the deplorable weakness of Russia’s conventional forces and the sad state of their conscripts.

    Finally, there is the question of whether Russian activity in the Black Sea can “threaten U.S. vital interests in the region.” According to the author, these include democratization, regional stability, and access to energy supplies. I would argue that the Black Sea is a fairly marginal territory for the U.S. Europe may care about access to energy supplies (i.e. natural gas) from this region, but the U.S. does not get any of its natural gas and very little of its oil supplies from this area. (In fact, the U.S. gets twice as much oil from Russia as it does from all the other post-Soviet states combined.) So energy is a U.S. interest only indirectly, via its effect on Europe. And Europe has recently focused on developing alternatives such as LNG and shale gas to reduce its dependence on Russian supplies. Most new Caspian and Central Asian energy resources developed in the coming decade will be going to China, not Europe. Turkey gets gas from Russia through the Blue Stream pipeline that traverses the Black Sea, and may participate in the coming South Stream project across the Black Sea, neither of which the Russians are likely to cut off—they need the money.

    Regional stability is important, but as I already argued, this is something that can best be achieved by working with Russia, not against it. Because of simple geographic proximity, the Black Sea will always be more important for Russia than for the U.S., much as the Caribbean is more important for the U.S. Russia will have more interest in regional politics and greater staying power in the event of political conflicts, so the only way to truly achieve regional stability is to engage in a partnership with Russia that integrates it into regional political institutions, including those in Europe, for which the Black Sea is quite peripheral.

    Finally, there is democratization. As recent events in the Middle East have shown only too clearly, this is an interest for the U.S. primarily when nothing else gets in the way. Stability, alliances, access to resources all trump democratization. Furthermore, the governments brought in by “color revolutions” in the former Soviet states (Ukraine, Georgia, Kyrgyzstan) have all (in different ways) failed at building democracies in their countries. Ukraine’s leaders failed by engaging in internecine squabbling that prevented them from institutionalizing their gains and led to the return of Yanukovich. Saakashvili in Georgia made some early moves against corruption but has since been gradually building a populist demagogic regime that has shut down opposition media outlets and used violence against protesters. Both states are more democratic than they were prior to their revolutions, but they have certainly failed to meet the expectations with which the new regimes came to power.

    This is not to say that the U.S. does not have one vital interest in the Black Sea. It plays an important role in transporting goods and people to Afghanistan via the Northern Distribution Network and overflights of former Soviet states. This is a network in which Russia plays a critical role and has proven quite helpful in reducing U.S. dependence on supplying its troops through Pakistan. In other words, the most important reason for maintaining U.S. access to the Black Sea is an area in which Russia and the U.S. act as partners.

    Given this reality, I would recommend that the U.S. work to improve relations with Russia in the region by engaging it in bilateral and multilateral cooperative activities, including greater mil-to-mil contacts. Military cooperation can, over time, build trust (consider the role of military contacts with the U.S. in the Egyptian army’s response to the recent protests in that country). Working with the Russian navy will gradually reduce suspicions of the other’s intent on both sides. And (again gradually) this will in turn lead to greater security in the Black Sea region.

    UPDATE: USNI has ungated LTC Mowchan’s original article, so I now link to it above.

    Reviving the Black Sea Fleet

    While I’ve been traveling over the last month, there has been a lot of news (mostly hopeful) about the Russian Navy. Today, I want to discuss the recently announced and long-awaited rebuilding of the Russian Black Sea Fleet. The recent renewal of Russia’s naval basing agreement with Ukraine, much of the uncertainty surrounding the future of the fleet dissipated. Given the poor state of the fleet’s existing ships, some kind of modernization announcement was necessary lest the fleet disappear entirely over the next ten years because of a lack of sea-worthy ships. (I covered the decline of the fleet here.)

    Last week, Vladimir Vysotsky, the Commander of the Russian Navy, announced that the Black Sea Fleet would receive 10 new surface ships and 5 new submarines in the next ten years. The ship types remain somewhat uncertain, probably because a final decision has not yet been made. In fact, in the immediate aftermath of the announcement, two contradictory views about ship types appeared in the Russian press. The more widespread argument stated that most of the surface ships will be Admiral Gorshkov-class frigates, while the submarines will be Lada-class (aka St. Petersburg) diesel subs. These are both relatively new projects that are still not ready for rapid serial construction. Construction of the St. Petersburg submarine, which began in 1997, was completed in 2005, but the ship was not accepted into the fleet until May 2010 because of various problems during sea trials. Even now, it is listed as available only for “limited use,” reportedly because of problems with the main power plant. Completion of the first of the Admiral Gorshkov frigates has been repeatedly postponed. It is now scheduled for 2011, but may have to be postponed again.

    If these reports are correct, it will be difficult to procure all 15 new ships and submarines for the Black Sea Fleet by the 2020 deadline. Russian shipyards have been quite slow in building new ships and some will undoubtedly need to go to the other three fleets, which are also faced with aging fleets.

    The alternative view, as spelled out in an article in Vedomosti, is quite intriguing. This article argues that the new surface ships will include 3-4 Talwar class frigates (improved Krivak IIIs), which until now have been built exclusively for export to India, and six smaller Buyan-class corvettes. Russian shipyards have shown that they can build these types of ships relatively quickly. While the first three Talwars were each built approximately one year behind schedule, the three being built currently are all on schedule to be delivered in 2011-12.

    Similarly, instead of building the problematic St. Petersburg-class diesel submarines, the fleet would receive three modernized Kilo-class submarines, of the type that have been successfully exported to a number of countries in recent years.  Each of these ships could be built in about three years, and with serial construction, the whole modernization project could be completed easily in ten years. Furthermore, if production of the newer ship types goes better than expected, some Admiral Gorshkov frigates and Lada submarines could be added to the fleet toward the tail end of the ten year window.

    It will be interesting to watch further developments on this story. If the Navy announces that the new ships will consist of Admiral Gorshkov frigates and Lada submarines, the Black Sea Fleet is likely to be in for more delays and disappointments. But if the modernization does end up consisting of Kilo submarines and Krivak III frigates, then it is much more likely to happen quickly and successfully.