Midrats: Russia’s invasion of Ukraine

I was back on the Blog Talk Radio show Midrats this week, talking about Russia’s invasion of Ukraine, Russia’s strategy, what might happen next, and consequences for Russia’s domestic politics. The recording is now available on the show’s website. The show description is as follows:

Episode 621: Russian Military SITREP with Dr. Dmitry Gorenburg

For over 11-years, once a year or so today’s guest has joined us on Midrats to discuss the latest military and national security developments with Russia.

With the war waging in Ukraine and in the process of transitioning to a new phase, there couldn’t be a better time to hear from Dr. Dmitry Gorenburg who will be with us for the full hour in a wide ranging discussion about the buildup to war, and the important takeaways so far.

Russian Media Analysis, Issue 9, February 11, 2022

Here are the abstracts from the latest issue of our Russian Media Analysis newsletter. You can also download the full text PDF version.

1. The Ukraine Crisis: Views of US-Russia Negotiations

Negotiations between the United States and Russia over the Ukraine-Russia crisis are widely discussed across Russian media, from a variety of angles. Most commentators are in agreement that the United States and its allies are engaging in bad-faith negotiations, given their continued military-technical support for Ukraine, although some note concern with Russian posture. The negotiations themselves are seen as a first step, and meetings with Secretary Blinken and Foreign Minister Lavrov, as well as the formal diplomatic response from the United States to Russia over their treaty proposals, are treated in a variety of ways.

2. The Ukraine Crisis: Perceptions of US Strategy

In discussing the current confrontation between the United States and Russia, a number of publications consider causal factors affecting US strategy. The focus is on the impact of the withdrawal from Afghanistan and its effect on US assessments of geopolitical risks and US aggressiveness. The articles also discuss the US predilection for narcissism and double standards. Some analysts do note the clear rejection of a military response by US leadership as leaving open the possibility of a compromise solution.

3. The Ukraine Crisis: Discussion of Russia’s Strategy

Russian media published a number of articles discussing Russian goals and strategy in the Ukraine crisis. Several articles focus on Russia’s need for security guarantees as a key driver of the current crisis. Other articles suggest that Russia’s real concern is not NATO enlargement per se but specifically the placement of NATO military hardware near Russia’s borders. Others suggest that in provoking a crisis now, Russia is reacting to a perception of weakness on the part of the United States in order to push the US into making concessions on Russian security demands.

4. The Ukraine Crisis: Signals of Potential Elite Unease

Two articles highlight the possibility of concerns within the Russian military about how an invasion of Ukraine would play out. The two authors, both well connected with segments of the Russian military and defense industry, suggest that a Russian military intervention in Ukraine could go badly and does not correspond to Russian national interests.

5. The Ukraine Crisis: Reaction to Potential US Sanctions

In Voenno-Promyshlennyi Kur’er (VPK), Vladimir Vasil’yev of the Institute of USA and Canada Studies (ISKRAN) argues that the Russia sanctions bill proposed by Senate Foreign Relations Committee chair Bob Menendez is “Cold War 2.0 legislation.” Vasil’yev notes that one way to interpret the bill is that it intends sanctions to “speed up and ease the Ukraine’s accession” to NATO. In a Topwar.ru article focused on how sanctions on exports of high technologies to Russia can be incredibly damaging to the Russian economy, Andrey Mitrofanov posits that US sanctions seek to turn Russia into North Korea 2.0.

6. The Ukraine Crisis: Reactions to Western Military Activities and “Information Warfare”

Numerous articles in the Russian press focus on the US deployments to Europe and the shifts in force postures and military activities in the region. Kommersant describes the state of “information warfare” and “hysteria” around Ukraine. Nezavisimaya Gazeta describes the military exercises and troop movements in the region, noting that NATO “assumes Russian aggression against Ukraine, [while] the Russian-Belarusian side [is concerned about] the possibility of NATO provocations that could push Kiev to resolve the problem of Donbass and Luhansk by force. Anton Lavrov, Roman Kretsul, and Andrey Fedorov discuss changes in the US force posture in Europe and quote a former Ministry of Foreign Affairs official as saying that some can be regarded as a “menacing maneuver.”

7. The Ukraine Crisis: Military Aid to Ukraine

More than 10 articles report on training and military aid to Ukraine, including new shipments from the US and UK, as well as transfers of US weapons from the Baltics, UAVs from Turkey, and artillery shells from the Czech Republic. While one article suggests that the acquisition of these new capabilities proves Ukraine’s intent to invade the Donbas, most are skeptical that these weapons provide Ukraine with any new meaningful capability.

8. The Ukraine Crisis: Ukrainian Military Developments

Several articles report on Ukrainian military developments “which confirm the fact that it is preparing for aggression against the [Luhansk and Donetsk People’s Republics].” Two articles report on movements of the 58th Separate Motorized Infantry and 53rd and 54th Separate Motorized Brigades, transport of portable demining units, military exercises near Crimea, and Zelensky’s decree to increase the size of armed forces by 100,000. A Topwar.ru article argues that Ukraine has been preparing to take back the Donbas by force since 2014. A fourth article reports on the low morale of Ukrainian troops.

9. Reactions to NATO Development Plans

Several articles address how NATO is planning to develop in the near to medium term and the threat that the organization’s plans pose to Russia. The topics include the expansion of NATO’s zone of operations to new territories, such as the Middle East, and new domains, such as space. NATO enlargement and its aggressive militarism, in the context of an overwhelming conventional force superiority over Russia, are highlighted as the main threats to Russia. The possibility of an unwanted NATO-Russia war being caused by Ukraine is also mentioned.

10. Scandinavia and NATO Enlargement

Yevgeny Fedorov, writing in Topwar.ru, discusses the possibility of Sweden and Finland joining NATO. He argues that even though the two countries recently reiterated that they are not currently interested in joining the alliance, they retain the right to join at any point in the future while remaining so closely integrated with the alliance that membership would be merely a formal change in status.

11. Concerns About Turkish Expansionism

An article in VPK discusses how Turkey is increasingly being used by the US and UK as a proxy to contain Russia on its southern flank and to pursue expansionist ambitions in Central Asia. The article argues that despite some tensions with its NATO allies, Turkey remains firmly committed to the alliance’s strategy to weaken Russia by forcing it to defend all of its borders and to impact its economy by creating alternative energy sources for Europe.

12. Potential Russian Military Development in the Caribbean

Two articles discuss potential Russian military developments in Caribbean states-namely, Cuba, Venezuela, and Nicaragua. A Topwar.ru article argues that because NATO is “increasingly, unceremoniously settling in close to Russia’s borders from the Barents to the Black Sea,” including US missile deployment, Russia is forced to respond in kind. A Novye Izvestiya article argues that while US influence on Venezuela and Cuba may prevent them from being viable hosts of Russian military bases, Nicaragua may be a more suitable option. Both articles acknowledge the challenges associated with challenging US hegemony in the region.

13. US Support for Japan’s Military Goals

Russian commentators continue to be concerned about a further deepening of the US-Japanese security relationship, arguing that Japan’s military-strategic plans to reemerge as an important player in East Asia have led it to follow the US lead on geopolitical issues elsewhere. Writing in Nezavisimaya Gazeta, Valery Kistanov explores the question of why Japan wishes to become a military power, and what it is willing to sacrifice in order to achieve this. Although suspicious of Japan’s claims to be concerned about national security, he nevertheless writes that it is necessary to take this as-is and focus on the fact that a considerable military buildup is in its early stages.

14. Chinese-Russian Relations as a ‘Biathlon’

The Olympic Games in Beijing may bring about renewed and strengthened diplomatic ties, according to Yuri Tavrovsky, the head of the Expert Council of the Russian-Chinese Committee for Friendship, Peace, and Development. Writing in Moskovskii Komsomolets, Tavrovsky argues that upcoming meetings between Vladimir Putin and Xi Jinping in the context of the games are a perfect venue for continuing down a line of close cooperation between the two at a personal level.

15. The CSTO in Central Asia Versus NATO

The deployment of CSTO forces into Kazakhstan during political troubles earlier in January has led to some Russian analysts to reappraise the organization. One article in Gazeta.ru by Viktor Sokirko and Dmitry Mayorov attempted to assess the CSTO’s military capabilities at the alliance level. They argue that in fact the CSTO, while inferior to NATO in general, is more than capable of maintaining order in Central Asia and ensuring a form of moderate collective defense. This is more than sufficient, given that the CSTO has very different goals from NATO in the first place, according to the authors.

16. Russian-Iranian Cooperation and Reactions to JCPOA Negotiations

Topwar.ru provides an update on the JCPOA negotiations and expressed criticism of the US position in the talks, highlighting Russian opposition to artificial deadlines. An article in Ekspert about the recent visit by Iran’s president Ebrahim Raisi to Moscow highlights areas of Russo-Iranian cooperation, and says that the visit was aimed at securing Russian support in the face of US pressure for additional concessions from Iran as part of JCPOA negotiations.

Russian Media Analysis, Issue 8, January 28, 2022

Here are the abstracts from the latest issue of our Russian Media Analysis newsletter. You can also download the full text PDF version.

1. Russian perceptions of the NATO threat

Several articles describe Russian perceptions of NATO and the threat that it poses to Russian security. They focus on the role of the alliance as a weapon of US domination in Europe, the threat posed to Russia by NATO’s previous expansion to the east, and the possibility that it could expand further to include Sweden, Finland, or Georgia. These Western actions can be countered either by NATO and the United States providing binding security guarantees to Russia or by Russia extending its security border to the Soviet Union’s previous western border in Belarus and Ukraine.

2. Karaganov argues that NATO is a metastasizing “cancer” that needs to be “limited territorially”

On January 19, the Russian newspaper Argumenty i Fakty interviewed Sergey Karaganov, dean of the Faculty of World Economy and International Affairs at Moscow’s Higher School of Economics, on the state of Russia’s relations with the US and NATO. In the interview, Karaganov also discusses Russia’s intentions in Ukraine, contrasts Russia with the Soviet Union, and discusses potential steps that Russia could take in response to the ongoing crisis.

3. US-Russia diplomatic engagements

During this reporting period, recent diplomatic efforts are frequently mentioned. These include US-Russia talks in Geneva, NATO-Russia talks in Brussels, Organization for Security and Co-operation in Europe (OSCE) talks in Vienna, and a phone conversation between Foreign Minister Lavrov and Secretary Blinken. Several articles discuss Russia’s motivation behind the talks, which followed unrealistic demands for security guarantees and largely ended in stalemate. They also discuss what lies ahead.

4. Plans for US sanctions against Russia

Several articles highlight potential US plans to further strengthen sanctions against Russia. Draft US plans to impose personal sanctions against top Russian officials are dismissed as unlikely. However, the possibility of serious measures to limit interactions with Russian financial institutions and to prohibit the transfer of a wide range of technology to Russia (and the use of that technology by Russia) is taken more seriously. Russia could respond with highly disruptive countermeasures and may see the most severe measures as, in effect, a declaration of war.

5. The West prepares for conflict

Russian media published extensive discussions of statements being made by Western officials in response to Russia’s deployment of forces near Ukraine. These articles focus on the deployment of additional NATO forces to Eastern Europe, reports about the evacuation of Western and Russian embassy personnel from Kyiv, and US efforts to find alternative sources of natural gas for EU member states that would be engaged in a conflict with Russia.

6. NATO, Russia-Belarus military exercises

One article discusses NATO’s upcoming Cold Response exercise, which will take place in late March and early April and will include 35,000 military personnel from 28 states. The article notes that “such large-scale exercises as Cold Response-2022 have not been held in Norway since the 1980s.” Earlier in the year, on February 10–20, Russia and Belarus will hold joint military exercises, titled “Allied Resolve.” Two articles discuss the size, scope, and motivation of the maneuvers. A fourth article reports that the head of Poland’s National Security Bureau requested that NATO hold military exercises in the region in response to the joint Russian-Belarusian exercises.

7. Nuclear risk reduction and potential Western reactions to Belarusian nukes

Several articles cover nuclear issues. Krasnaya Zvezda focuses on Russia’s views on the importance of the P5 Joint Statement of the Leaders of the Five Nuclear-Weapon States on Preventing Nuclear War and Avoiding Arms Races, and the importance to Russia of the “inadmissibility of any war between nuclear states, whether nuclear or with the use of conventional weapons.” Aleksey Poplavskiy in Gazeta.ru offers Russian expert commentary on potential Western reactions to the unlikely placement of Russian nuclear weapons in Belarus. (The December 6–16, 2021, issue of Russian Media Analysisaddressed this latter issue.)

8. Options for new Russian missile bases as competition grows

As geopolitical competition increases, Russian authors are suggesting possibilities for new staging points that can counter perceived NATO encroachment. Two articles in Topwar.ru point out the potential for sites in Cuba and Serbia, respectively, as states that may be particularly open to hosting new forward-deployed arms. While Cuba is seen with a glow of Soviet-era nostalgia, the Balkan case represents a more novel vision in any future arms race.

9. Western information warfare against Russia

In Voenno-Promyshlennyi Kur’er (VPK), Sergey Korotkov argues that the US (and the West) are leaders in disinformation and have used this in the past to create a justification for wars in Iraq and Yugoslavia. The article posits that “the US views the internet as the main instrument of conducting hybrid warfare to achieve global domination in the global information space” and “aggressive propaganda in the form of disinformation campaigns is conducted at the state level and is a component of the ‘systematic deterrence of Russia.’” Separately, an article in Topwar.ru offers perspectives on a January 6 Atlantic Council event that featured retired general Wesley Clark, who argued that Putin is a war criminal and that Russia could use chemical weapons in Ukraine.

10. Military aid to Ukraine

Many articles have focused on the crisis between Russia and Ukraine, looking specifically at new plans for military aid being developed by NATO countries to assist Ukraine in light of a potential Russian military action. Several articles focus on aid from the UK, which is stated to be moving faster and with greater qualitative effectiveness than other aid plans at present. Other authors review US military aid being debated in Congress as well. In general, the articles frame UK and US military aid as a means of ratcheting up the local threat against Russia, further destabilizing the regional security environment, and further cementing Ukraine’s de facto position as a quasi-member of NATO and the broader Western security architecture.

11. Tumult and fragmentation in Ukrainian domestic politics

The domestic travails of Ukraine were recently noted by two Russian authors, each arguing that the internal politics of the country were riven by scandal, faction, and dissent. Both articles are provocative: one, in Topwar.ru, asks why Ukrainian statehood had ever even been considered; the other, in VPK, drives home the point that Western efforts to aid Ukraine are not always clearly appreciated by Kyiv.

12. How future wars will be fought

Two articles by noted military specialists address the question of how wars will be fought in the future. Aleksandr Khramchikhin suggests that UAVs are likely to become the most important weapon in future wars, because they would be virtually impossible to eliminate and could be used to eliminate enemy air defense infrastructure. Viktor Murakhovsky is, on the whole, more skeptical about the dominance of technology in future warfare. The ineffectiveness of high-tech warfare in Afghanistan and Yemen suggests that future warfare may not be as technology dependent as visionaries on both sides believe.

13. Concerns about Turkish geopolitical designs

Multiple articles in Topwar.ru look at the geopolitical place of Turkey as well as ethnic ties across the Turkic peoples of Eurasia. Focusing on the potential for military cooperation along a pan-Turkic basis, as well as the prospects for major military expansion by Turkey in the Black Sea and Mediterranean, the articles add to a growing sense of paranoia about the prospect of alternative regional power blocs based on ethnic relations.

14. US accused of stirring up extremist groups in the North Caucasus

According to an article by Evgeny Fedorov in Topwar.ru, the United States is seeking to undermine internal Russian stability by way of encouraging extremist movements in the North Caucasus. Fedorov argues that American support in organizing and propagating Islamic extremist movements over the internet has grown in recent years, with the goal of provoking protest and confrontation between the authorities and local radicals. Fedorov highlights a new memorial set up by a local extremist organization, 1ADAT, as a new means of American meddling in internal affairs.

15. Alarm about new Kazakhstan biosafety-level-4 lab

Several articles in the Russian media and on online sites discuss the planned construction of a BSL-4 laboratory in Kazakhstan. Articles in Topwar.ru and Izvestiya argue that reference labs and biosafety facilities in Ukraine, Georgia, Armenia, Azerbaijan, and Kazakhstan are an enormous cause for concern for Russia because they are nontransparent and potentially unaccountable facilities conducting dangerous work close to the Russian border. While both of these articles include disinformation, they also exemplify the perspectives of Russian military analysts about CTR-supported installations in Eurasia.

New CNA Russian Media Analysis newsletter

CNA’s Russia Studies Program is pleased to announce a new biweekly newsletter that analyzes Russian perspectives on Western military activities. The newsletter examines how US and NATO actions are perceived and described by Russian officials and experts. I’ll be posting the abstracts from each issue here. Full text of all issues will always be available on the newsletter webpage and through the CNA Russia Studies Program website.

Here are the abstracts and a direct link to the full text of the most recent issue.

1. The crisis in US-Russia relations

Russian media devoted extensive coverage to the crisis in relations between Russia and the West. Discussion of the Russian set of proposals for a new security agreement for Europe, and the subsequent videoconference between presidents Putin and Biden, was a major aspect of the coverage. Russia’s publication of a draft agreement is seen as a show of strength by President Putin, though most authors believe that the United States will reject the proposal. The December 30 conversation is portrayed primarily as a way for the two principals to clearly define their positions prior to the start of bilateral talks in mid January.

2. Perceptions of US and NATO strategy

Several long articles published in late December 2021 describe Russian perceptions of the strategy being pursued by the United States and NATO to contain and weaken Russia. Several articles highlight Russian perceptions that the United States is focused on organizing regime change in Russia and its allies, including through hybrid warfare. Other articles discuss the US shift to Asia as part of a continuing effort to preserve US hegemony in the world.

3. In year-end speeches, Putin and Shoigu articulate concerns about US and NATO threats

In a December 21 speech and in his December 23 annual press conference, Putin expressed frustration at what he describes as the persistent disregard by the US and NATO of Russian concerns about NATO expansion, alleging that the US supported “terrorist organizations” in the North Caucasus against Russia, and argued that the US and NATO are aiming to weaken and collapse Russia. In a December 21 speech, Russian defense minister Sergey Shoigu summed up annual results of modernization and activities in the Russian armed forces, according to Krasnaya Zvezda. Shoigu also extensively discussed Western activities and the political-military and threat environment around Russia.

4. The situation in Ukraine

Coverage on Ukraine remains a key area of focus in Russian media. Several articles address the January 2 Biden-Zelensky call in which President Biden pledged to “respond decisively” should Russia invade, and to keep Ukraine fully involved in the ensuing effort to resolve the crisis. Meanwhile, Russian foreign minister Sergei Lavrov expressed concerns about military developments in Ukraine. Several articles also address Defense Minister Shoigu’s recent allegations of nefarious US military actions in the region, including the transfer of chemical weapons and provocations from private military contractors.

5. European reaction to Russia’s position

Several articles highlight European reactions to the growing confrontation with Russia. The dominant perspective is that the EU and its member states want to make sure they are included in high-level discussions and that the US and Russia do not make any decisions without their input. Other articles highlight NATO efforts to heighten military readiness in response to Russia’s arms build-up near Ukraine and note that Russia is acting to counter NATO threats on its border.

6. Russian reactions to Finland’s military role

Several articles address developments in Finland’s force structure. One article calls for a realistic assessment of Finland’s military aspirations, referencing Helsinki’s recent purchase of 64 F-35a fifth- generation fighter-bombers from the US. The author characterizes this deal as an “unfriendly step towards Russia.” Several other articles discuss recent statements from senior Finnish officials that reiterate Finland’s right to apply for NATO membership should it choose to. One expert characterizes these statements as “typical rhetoric” that “should not be taken seriously” while another suggests that Russia should strengthen its Baltic Fleet forces if Finland enters the alliance.

7. Russian views of Australian dependence on the US and growing Chinese power

Many Russian writers focused on issues in the Asia-Pacific theater, especially in light of the AUKUS deal, the changing US-Chinese naval balance, and new developments in the Russian-Chinese relationship. Although the articles were disparate in their subject matter and approaches, most took a pessimistic and doubtful view regarding the United States and its efforts in the region, noting the increasing dependence of Australia on American military and economic support, as well as confirming that the rise of China is a key point of interest for Russian observers.

8. Japanese military developments

At least three articles addressed Japanese military developments during this reporting period. One article notes that Japan’s draft budget has increased next year’s military spending by 6.5 percent, to a total of US $51.5 billion. Another article reports that Japan is also interested in hosting a US military base on the Ryukyu Islands to prepare for a possible escalation of the Taiwan conflict. One author notes that while Japan sees China and North Korea as its primary threats, it is increasingly worried about defense cooperation between China and Russia.

9. Fallout from Afghanistan continues

The fallout from the US withdrawal from Afghanistan remains a source of interest for Russian foreign policy commentators. Vladimir Vinokurov asks “what the US defeat in Afghanistan” means nearly half a year on. In a wide-ranging argument, he concludes that the withdrawal represents a significant blow to the hegemon status of the United States and is likely to usher in fully the multipolar world that has been long suggested by commentators. Similarly, Aleksandr Khramchikhin underlines the alliance-disrupting impact of the Afghanistan withdrawal.

10. Democracy summit ridiculed as desperate attempt to bolster an “operetta democracy”

The recent Summit for Democracies was a subject of interest and ridicule by Russian political analysts. An essay by Grigori Nikonorov and Igor Rodionov expresses this framing of the Summit in full form. The authors describe the United States as an “operetta democracy,” due to a “series of failures in domestic and foreign policy.” The authors frame the event as a means for the United States to “consolidate the shaky position of the United States as the leader of the Western world,” but find it not up to the task given the diffuse troubles of the current world order, the rise of China and Russia to international prominence, and the legitimacy crisis besetting Western democracies in particular.

11. US and NATO weapons and threats to Russia

Numerous Russian articles provide overviews of current and emerging Western weapons technologies, including US and NATO missile defense infrastructure, unmanned aircraft that could potentially accompany the B-21 Raider bomber, and missiles and hypersonic systems.

12. Reaction to restrictions on export of US space technologies

Evgeniy Fedorov discusses a bill introduced in December 2021 by Senator Marco Rubio called the Space Protection of American Command and Enterprise (SPACE) Act. He notes that the bill seeks to reduce risks of industrial espionage to the US space industrial base and restrict the export of space technologies to Russia and China.

Midrats: Russia’s 2020

I was back on the Blog Talk Radio show Midrats this week, talking about Russia’s government shake-up, Russian foreign policy,  its relations with the United States and China, etc. The recording is now available on the show’s website. The show description is as follows:

Episode 529: Russia’s 2020

As Russia’s navy starts to transition away from the last of her legacy ships, to her approaching endgame in Syria, join us for the full hour to investigate the latest developments with Russia’s national security posture, including the domestic power politics and relationships with its near abroad that influences the same.

Russian Foreign Policy Narratives

Here’s my latest policy brief from the series on Russian strategic culture and leadership decision-making, written for a collaborative project organized by the Marshall Center with support from the Russia Strategy Initiative. This one is on Russian foreign policy narratives. As with the previous ones, I am posting the full text here with permission from the Marshall Center. Please go to the Marshall Center website if you would prefer to read a PDF version.

Most of the data collection for this policy brief was done by Katherine Baughman and Umida Hashimova. Thanks to Kasey Stricklin for putting together the trends graphic.


Executive Summary

  • This Marshall Center Security Insight provides a summary of a project that examined Russian foreign policy positions by analyzing statements made and interviews given by Russian government officials. The analysis found a set of ten narratives frequently used by officials discussing Russian foreign policy. In this policy brief, we describe each of the narratives and provide some recent examples of their use.
  • The narratives described in this brief include Russia as the center of a distinct Eurasian civilization, Russia as a bastion of traditional values, Russophobia, whataboutism, fraternalism with Russia’s near abroad, ties with Soviet-era allies, outside intervention in sovereign affairs, Russia as a proponent of stability in the world, Russia as a proponent of multipolarity in the world, and the promotion of international structures in which Russia plays a leading role.
  • The most frequently used narratives included outside intervention in sovereign affairs, whataboutism, the promotion of international structures in which Russia plays a leading role, and Russophobia.
  • Although the foreign policy narratives of Russian officials are designed to twist reality in ways that promote and justify foreign policy decisions to both domestic and foreign audiences, one common thread tying these narratives together is that all of them have an element of truth at their core.

Introduction

This policy brief provides a summary of results of a project that examined Russian foreign policy positions using statements made and interviews given by Russian government officials. The research team monitored Russian and Western media over a ten-month period, from September 2018 to June 2019, collecting both Russian- and English-language statements. We found a set of ten narratives frequently used by officials discussing Russian foreign policy. In this policy brief, we describe each of the narratives and provide some recent examples of their use. We conclude with some preliminary frequency analysis and trends of use over time during the study period.

Eurasia Versus Europe

This narrative tends to portray Russia as the center of a distinct Eurasian civilization with its own sovereign path that is separate from the rest of Europe. According to this argument, Russia is separate and different from the rest of Europe and should not be expected to integrate with it on purely European terms. This argument reflects a long tradition of Eurasianist discourse among Russian intellectuals that goes back to the early twentieth century and also hearkens back to an even older debate about Russian identity between Slavophiles and Westernizers that goes back to the tsarist era.

Officials focusing on this narrative discussed the need to form a greater Eurasia to safeguard the region’s distinct path, often in contrast to decadent European values. For example, in April 2019, Kremlin aide Yuri Ushakov stated, “We believe that there is the need to aspire for Greater Eurasia, which includes the European Union, our Eurasian Union and various Chinese initiatives.” This statement highlights the significance placed by Russian officials on deepening Russia’s relationship with China and especially highlights Russia’s role as a conduit for Chinese trade with Europe.

Russia as a Bastion of Traditional Values

According to this narrative, Russia possesses a distinct civilization that embodies and promotes “traditional” religious, societal, and other values in contrast with the more liberal, “decadent” West. This has been a common trope for Vladimir Putin. For example, in November 2018, he stated, “There is one thing I do not doubt: the voice of Russia will be dignified and confident in the future world, which is predetermined by our tradition, domestic spiritual culture, self-awareness, and, finally, the very history of our country as a distinctive civilization that is unique but does not make self-confident and loutish claims of exclusiveness.”

This narrative has been particularly favored by senior leaders in the Russian Orthodox Church, such as Patriarch Kirill, who said the following in November 2018: “The narrow paradigm of the New Time speaks of globalization as an inevitable process. Hidden underneath the word “inevitability” is the western principle of global development which features liberal secularism and modern forms of colonialism. . . . This mistake is a departure from tradition, the system of passing values from generation to generation which forms the civilizational code of peoples with its cultural, spiritual, and religious paradigms, relying on God-given and thus invariable moral values which have accompanied the humankind throughout history. Experience shows that the trampling of these values has led to tragedies and cataclysms in personal, societal and international relations.”

Russian leaders have focused on traditional values, particularly in their domestic messaging, as a way of contrasting Russia with the supposedly immoral member states of the European Union. This narrative helps Russian leaders justify their caution about developing close ties with Western Europe and their policies aimed at curtailing Western influence in Russia.

Russophobia

Russophobia refers to the narrative that the policies and actions of Russia’s opponents are motivated by an unjustified prejudice against Russia, rather than legitimate disagreement over policy or differences in geopolitical interests. Russian officials frequently highlight the role of Russophobia in accusations by U.S. politicians and media commentators of Russian interference in U.S. elections.

For example, in April 2019, Deputy Foreign Minister Sergey Ryabkov commented on the publication of the Mueller Report, “Unfortunately, there is no sign that US political circles, particularly those who seek to score political points in the Congress from Russophobia, are ready for dialogue. The document is most likely to have no effect from the standpoint of improving relations.” He added that Washington “continues to bombard the public with anti-Russian allegations. Russian officials often argue that Russophobia makes it easy for Western politicians to blame Russia for all of their problems, rather than dealing with the actual causes.

Whataboutism

Whataboutism is the narrative that other powers are engaging in the same activities that they accuse Russia of engaging in. During the study period, Russian officials resorted to whataboutism frequently, including when criticizing the United States and its allies for interfering in Russian elections. In May 2019, the Federation Council released a statement noting, “Washington, its allies, and its partners are using available instruments, including information, political, administrative, diplomatic, organizational, technical, and financial ones, for illegally intervening in Russia’s sovereign affairs, including in the period of preparation for and holding of electoral campaigns of various levels in Russia.” This statement was clearly designed to highlight the equivalence between U.S. activities in 2019 and accusations of Russia’s efforts to influence the 2016 U.S. election.

Russian officials also highlighted violations of freedom of the press in Western Europe and compared Russian police actions against protesters with French police actions against Yellow Vest protesters to show that Russian actions are no different than those of the countries that regularly accuse Russia of violating human rights and international norms. For example, Vladimir Putin highlighted restrictions placed on RT broadcasting in France by noting, “We hear from our Western colleagues that the free dissemination of information . . . is one of the most important principles of democracy. . . . States should not hinder information spread through administrative routes, but rather put forward their perspective and let the people decide for themselves where the truth is and where its falsification is.” Commenting on European government actions against domestic protesters, State Duma Speaker Vyacheslav Volodin said, “Unlike France and Germany, Russia never uses water cannons, tear gas or rubber pellets to disperse protesters.”

Whataboutism is also used to reject criticism regarding Russian military and political influence activities abroad. In April 2019, referring to Russian support for the Venezuelan government, Russian Foreign Minister Sergey Lavrov said, “What do they mean by insolent remarks that the countries [outside] the Western Hemisphere are not allowed to have any interests there? But what is the United States doing? Take a look at the map of the US military bases: the entire world is dotted with red spots and each of them poses rather serious risks.” Overall, the whataboutism narrative is used to suggest that Russia is no different from the Western states that regularly condemn Russian behavior both domestically and on the world stage.

Fraternalism with Russia’s Near Abroad

The Near Abroad is Russia’s preferred term for the countries of the former Soviet Union, with the arguable exception of the Baltic States. The term is associated with fraternalist narratives concerning brotherly links, paternalistic relationships, and special historical and cultural commonalities with these countries.

Officials using this narrative during the study period made references to the continuing fraternal relationship with Belarus during a period of intense discussion of potential closer integration of the two states. Presidential spokesman Dmitry Peskov highlighted the special fraternal relationship, noting, “I don’t think anyone in Moscow or Minsk would dispute the existence of de facto and de jure special and allied relations between the two countries.” Officials also lamented the destruction of brotherly ties with Ukraine by fascists and nationalists bent on tearing Ukraine away from Russia. For example, in reference to Russia’s relationship with Ukraine, Vladimir Putin said, “As for the long term, no matter what happens, no matter who is in power in Kyiv today, the Russian and Ukrainian peoples have always been and will forever be fraternal and very close . . . . This political scum will go away, recede.” Similarly, Peskov stated in May 2019 that “[Putin] has always stated that the relations between the countries’ leadership should not in any way be projected to the long-standing close and brotherly relations of the peoples of the two countries.” These statements highlight Russian leaders’ tendency to continue to consider former Soviet states, especially Ukraine and Belarus, as “naturally” belonging to Russia’s cultural and political sphere of influence.

Relations with Soviet-Era Allies

This category refers to the set of Russian narratives that relate to “traditional relations” with partners that have maintained close ties with Russia since the Soviet Era, such as Vietnam and Syria. When discussing new initiatives with foreign states that fit this category, Russian leaders commonly refer to the history of bilateral ties in the Soviet period. During the study period, Vladimir Putin mentioned such ties during official meetings with leaders of Vietnam and Serbia, and Sergey Lavrov highlighted the history of close relations between Russia and Latin American countries. This emphasis is especially common in situations in which the two sides are discussing military assistance. For example, in April 2019, Russian Presidential Special Representative for the Middle East and Africa Mikhail Bogdanov noted “Sudan’s willingness and readiness to develop cooperation with Russia on the basis of traditionally friendly relations spanning since 1950s.” Although this is not a frequent narrative, it does play an important role when Russian officials seek to further links with states with which Russia had ties during the Cold War.

Outside Intervention in Sovereign Affairs

This category describes the narrative that certain domestic policies and developments in a given country are the result of meddling from outside powers, most often the United States, rather than the outcome of internal factors. Russian leaders frequently express vehement opposition to such activities, although many countries accuse Russia of employing similar tactics abroad. During the study period, Russian officials made strong statements against U.S. intervention in Venezuela, citing the principle of noninterference in sovereign affairs. For example, in May 2019, Sergey Lavrov stated, “Mike Pompeo called me, urged [Russia] not to support [Venezuelan President Nicolás] Maduro, and urged us and Cuba not to interfere in Venezuela’s internal affairs. This whole story sounds quite surrealistic. I answered him, based on our principled position, that we never interfere in somebody else’s affairs and call on others to act the same way.”

Russian officials have made similar statements about how U.S. military operations in Syria and support for specific political groups in Ukraine were instances of interference in sovereign affairs. In the context of the Syria operation, State Duma Speaker Vyacheslav Volodin condemned the “United States of America, which continues using terrorists and extremists as a tool of pressure and direct inference in the affairs of sovereign states.” Regarding Ukraine, Russian officials accused the United States of getting involved in the conflict over the autocephaly of the Ukrainian Orthodox Church and condemned its influence on Ukrainian elections. Sergey Lavrov’s assessment was that, “The current leadership in Kyiv is guided not so much by the interests of their country but by the ambitions and ‘recommendations’ and often direct orders from other capitals.” When asked about similar Russian activities, Russian leaders argue that unlike the United States Russia only acts when invited by a country’s official government.

Russia as a Proponent of Stability in the World

Russian leaders frequently argue that Russia’s activities at home and abroad are justified by the need to maintain stability, while portraying opponents’ actions as attempts to destabilize a given situation. For example, in April 2019, Chief of the Russian General Staff Valery Gerasimov criticized Western humanitarian operations around the world in the following terms: “Frequently, the so-called humanitarian interference is done under the pretext of promoting democracy, thus provoking intra-state instability. For Western countries, unilateral actions towards other states carried out with disregard for the opinion of their legitimate governments and not authorized by the UN [United Nations] have already become the norm.”

Around the same time, General Alexander Levin, one of the commanders of the Russian military base in Tajikistan, highlighted the beneficial nature of the humanitarian operation there, saying, “The joint actions by the Russian base, units of the Defense Ministry and other security structures of Tajikistan are becoming a guarantor of peace and stability in the region.” This pair of statements highlights the Russian trope that Russian interventions promote stability in the world, while interventions by Western countries, especially by the United States, sow chaos.

Russia as a Proponent of Multipolarity in the World

Russian officials often describe the current world order as being unfairly dominated by a single power—specifically, the United States. In response, they promote the idea that the international community should welcome multiple arbiters, including and especially Russia and China. In the meantime, they highlight how most of the world’s problems are caused by the United States trying to resist the natural development of a polycentric world order. In late May 2019, Lavrov noted, “As we can see, security problems have been piling up in the Asia Pacific region and the world at large because Western countries are trying to stall or even reverse the objective formation of a polycentric world order.” Also that month, Vladimir Putin called for the establishment of an efficient security system that would be equal for all states, arguing that only through a collective response can radical extremist ideas be defeated.

Russian officials generally argue that the U.S. effort to maintain its unilateral dominance is a fruitless battle, and one that the United States will eventually lose. For example, in April 2019, Defense Minister Sergey Shoigu argued that “[o]ur Western colleagues cannot accept the fact that the era of the unipolar world order is nearing an inevitable end so they are trying to protract this natural process.” These statements highlight the key idea of this narrative: that multipolarity is inevitable, and that efforts by Western states to resist it are both futile and counterproductive.

Promotion of International Structures in Which Russia Plays a Leading Role

This narrative refers to Russian leaders’ tendency to promote the involvement in international negotiations of organizational entities in which Russia has a dominant or equal voice as compared with Western powers. Such organizations include, most prominently, the Organization for the Security and Cooperation in Europe (OSCE) and the United Nations Security Council. Conversely, Russian leaders frequently criticize structures in which their country is less empowered, such as the North Atlantic Treaty Organization (NATO) and the Council of Europe.

During the study period, Russian officials frequently argued that international crises could only be solved through the UN. This was particularly noticeable during the peak of the effort by the Venezuelan opposition to replace Nicolás Maduro with Juan Guaidó. Sergey Lavrov stated, “We with our Venezuelan partners share the opinion that any use of force in circumvention of the [UN] Security Council is fraught with disastrous consequences for modern international security as a whole.” Similarly, Vyacheslav Volodin argued that the Kosovo conflict can only be solved under the auspices of the UN: “A solution to the Kosovo problem can definitely only be sought via dialogue based on decisions made in the UN. Primarily, UN Security Council Resolution 1244.”

Russian officials also sought to use other international organizations, especially the OSCE. The OSCE was used to promote Russian interests in Ukraine, as highlighted in the following statement from the Russian Foreign Ministry: “Regardless of this fact, Russia will utilize its right to monitor the elections within an international mission in another OSCE member state, in this case in Ukraine. Our steps are based on the mutual obligations of all OSCE members to provide reciprocal, and unimpeded access by observers to one another’s elections. This measure needs to ensure that electoral processes are transparent and democratic.” These statements show that Russian officials prefer to promote their country’s interests through international organizations in which Russia plays a prominent role, while avoiding or denigrating organizations from which Russia is excluded (such as NATO).

Frequency Analysis

As shown in Table 1, the frequency with which these narratives were used by Russian officials during the period of analysis can be divided into three groups. The most frequently used included outside intervention in sovereign affairs, whataboutism, the promotion of international structures in which Russia plays a leading role, and Russophobia. A second set of narratives was used somewhat less frequently, including references to Russia’s near abroad, Russia’s focus on multipolarity versus Western unilateralism, and Russia’s role as a promoter of stability as compared with the Western tendency toward destabilizing interventions. The least frequently used narratives included references to Soviet-era allies, the importance of Russia’s Eurasian identity, and Russia’s role as a bastion of traditional values.

A table showing the frequency of narratives used by Russian officials.

In terms of trends over time, most of the narratives were relatively evenly spread out over the entire ten-month period of observation. In particular, Russophobia, whataboutism, and references to the near abroad occurred at a fairly constant rate throughout the period. Figure 1 shows that some narratives have noticeable peaks and valleys over time, especially sovereign affairs and the promotion of international structures. The February peak in the sovereign affairs narrative is related to the peak of the crisis in Venezuela and concurrent Russian fears of a U.S. military intervention there. However, the smaller April peak in that narrative and the February peak in the promotion of international structures both include mentions of a wide variety of topics. For the former, these include discussion of Western intervention in Libya and Venezuela and discussion related to Brexit and cyberattacks. For the latter, Russian officials refer to a wide variety of crises that they say should all be dealt with either in the UN Security Council or the OSCE, including Ukraine, Syria, Macedonia, Kosovo, and the U.S. decision to withdraw from the Intermediate-Range Nuclear Forces Treaty.

Figure 2. “Trends in Key Narratives”

Conclusion

Although Russian official foreign policy narratives are designed to twist reality in ways that promote and justify foreign policy decisions to both domestic and foreign audiences, one common thread tying these narratives together is that all of them have an element of truth at their core. These narratives all connect with prevalent perceptions of the world and of the role of Russia and the United States in it. By starting with a core element of truth, Russian officials are able to create narratives that resonate with the dominant frames through which their audiences view the world.

Thus, they tend to highlight Russophobia and traditional values to domestic audiences. They also highlight the tendency of the United States to intervene in other countries and connect this tendency to increased instability in regions such as the Middle East in order to create the narrative of the United States as a destabilizing actor in world affairs. Whataboutism is used with both domestic and international audiences to highlight instances in which Western actors fall short of their stated principles, making the argument that Western leaders have no standing to criticize Russian actions. The end result is a relatively coherent picture of the world as a chaotic place and of Russia as a stabilizing agent within it.


A Note on Sources: Materials were collected through a variety of sources, including Opensource.gov, the Eastview database of Russian newspapers, and direct access to the TASS news agency and the websites of major Russian and Western newspapers. The bulk of the materials came from newswire reports, such as TASS in Russian and Interfax in English. Russian-language sources also included all major central newspapers. English-language sources also included Western English-language newspapers and media sites of record, such as the New York Times and the BBC. All materials were hand-coded by one of the two team members. Our analysis assumes that statements in Russian-language sources are aimed primarily at a domestic audience, while statements in English-language sources are aimed primarily at an international audience. Links are provided to sources that are available on the internet. Citations to all sources may be found on the Marshall Center’s version of this article.

Strategic Russian Strategic Decision-Making in a Nordic Crisis

Here’s the second in a series of policy briefs on Russian strategic culture and leadership decision-making, written for a collaborative project organized by the Marshall Center with support from the Russia Strategy Initiative. This one is on Russian strategic goals in a Nordic crisis. With permission from the Marshall Center, I am posting the full text here, though please go to the Marshall Center website if you would prefer to read a PDF version. The first of these briefs, focusing on the Baltics, was posted last April.


Executive Summary

  • This policy brief examines how Russian strategic culture operates in the distinct geographic and geopolitical environment of the Nordic region. This analysis is based on a model of Russian decision-making in crisis situations that describes Russian leaders as prospect theory players who take greater risks to prevent anticipated defeats than they do to pursue potential opportunities. They seek to prevent foreign policy defeats that could translate into a loss of power in the region, a loss of great power status, or, in some cases, political defeats at home.
  • Russia’s strategic objectives in the Nordic region are thus focused primarily on maintaining the status quo rather than changing the strategic environment or expanding Russian influence in a significant way. The primary objective is simply to maintain Russian influence in the region. Russia is also working to prevent the formal admission of Sweden and Finland to the North Atlantic Treaty Organization (NATO) and to deter Sweden and Finland from joining NATO in fighting against Russia in the event of a conflict.
  • We can expect Russia to act cautiously in the Nordic region because it is not facing a loss situation. Russian leaders will tend to pursue their goals through nonmilitary means and will be careful to avoid unintended escalation. The one exception to their preference for nonescalation would occur in the event of an attack on Russian territory, which would create a loss situation for Russia and therefore allow for a robust defense and/or counterattack.

Introduction

 This policy brief, the second in a series that addresses how Russian strategic culture can explain Russian foreign policy behavior, examines how Russian strategic culture operates in the distinct geographic and geopolitical environment of the Nordic region. The Nordic region is presented as a case study to generate conclusions with regard to the drivers of Russian strategic behavior, especially the factors that incentivize or constrain risk-taking.

Overview of Russian Strategic Decision-Making

This analysis is based on a model of crisis decision-making developed by the Russian analysis team at CNA. As an abbreviated version of this model has already been presented in a previous article in this series, what follows is a brief summary. The model presents Russia as a prospect theory player on the international scene that takes greater risks to prevent anticipated defeats than it does to pursue potential opportunities.

Russian strategic objectives are rooted in and derived from the following three principal Russian foreign policy motivations:

  • Maximizing security, which results in the pursuit of extended defense and has been the main driver for Russian aggression in its near abroad and Russia’s military modernization at home.
  • Russia’s desire for a privileged sphere of influence as an effort to achieve regional hegemony based on the goal of maximizing its overall power.
  • Maintaining great power status in the international system by ending U.S. primacy and thereby upending the unipolar nature of power distribution in the international system in favor of a multipolar one. However, this motivation does not necessarily mean that Russia wants to challenge the United States directly, given the power disparity.

Russian leaders prefer to achieve their political goals through coercion and threats of violence, rather than actual violence. Russian strategy in a conflict seeks to establish escalation dominance over potential adversaries by convincing them that Russia is able and willing to use force in pursuit of its objectives. When pressed to use force, Russia tends to use the minimum amount of force required to achieve its objectives in order to minimize losses and costs. This approach also allows Russia to maintain the threat of bringing in additional force if the adversary does not accept Russian objectives. Russia is happy to use force multipliers, such as local militias and mercenaries, to absorb the bulk of combat losses. Ambiguity is used to maintain plausible deniability and thereby slow adversary decision-making. Finally, Russia seeks to deter external actors from interfering in a conflict in order to prevent escalation.

Russia’s Strategic Assessment of the Nordic Region

Russia’s strategic calculus suggests that in the event of a crisis in the Nordic region, Russia will focus on the geographic and political environment in the region in determining its strategic objectives and minimum and maximum goals for the situation.

The geography of the Baltic Sea would play a particularly important role in Russia’s assessment of a potential maritime conflict scenario. The geography of the Baltic Sea in many ways mirrors that of the Black Sea, except that the geography favors NATO and its partners, rather than Russia. Like the Black Sea, the Baltic Sea is enclosed, with passage restricted by the Danish Straits. Although the Oresund and Fehmarn Belt are considered international straits, as governed by the Copenhagen Convention of 1857, they could easily be closed by NATO forces in the event of a conflict, effectively preventing Russia from bringing naval reinforcements to the Baltic Sea from the Northern Fleet or the Mediterranean. In addition, a series of islands can provide effective control over the sea itself. Bornholm (controlled by Denmark), Gotland (Sweden) and the Aland Islands (Finland), can be used to control the sea lanes in the Baltic Sea as well as the entrance to the Gulf of Bothnia. These islands thus can play the same role in the Baltic as Crimea does in the Black Sea. Furthermore, Estonia and Finland effectively control entrance to the Gulf of Finland and therefore to St. Petersburg.

Although Western analysts often paint Russia’s Kaliningrad enclave as a militarized territory that threatens the security of the NATO member states in the region, Russian planners view the region as a vulnerable outpost surrounded by potentially well-armed NATO states. As a result of these factors, Russia feels that the region’s geography is relatively negatively set up for Russian forces to act in the event of a conflict with NATO and its partners.

Russia’s political assessment also emphasizes the potential challenges of a military conflict in the region. Although Sweden and Finland are ostensibly neutral, Russian leaders fully expect them to be involved on the side of NATO in any conflict between NATO and Russia. They point to statements that the two countries have made, such as the European Union (EU) solidarity clause and the EU Permanent Structured Cooperation (PESCO) effort joined by Sweden and Finland in 2017, that strongly imply such a scenario. They also note that the two countries have been strengthening their military forces in recent years and have increasingly integrated these forces with NATO. Both Sweden and Finland have increased their frequency of participation in NATO exercises. These developments are seen in Russia as clear signals that neither country will stay out of the fight in the event of a conflict.

On the other side, Swedish planners fear that Russia might preemptively attack Gotland in a conflict in order to take control of the middle section of the Baltic Sea. They have responded by placing troops on the island for the first time in over a decade. Although the force is only the size of a regiment, it is meant as a symbol of Swedish intent in combination with the reintroduction of military conscription. Russia has decried this move as a step toward the further militarization of the region.

Finland’s history of relations with Russia makes its leaders cautious about exacerbating tensions with Moscow. They point to their losses in previous wars with the Soviet Union in the 1930s and 1940s, which resulted in the policy of “Finlandization” that effectively meant that Finland did not have full control over its foreign policy orientation until the end of the Cold War, a period of over 40 years. As a result, Finnish leaders have generally avoided hostile rhetoric against Russia while retaining more contacts with Moscow than other countries in the region. Furthermore, most of the Finnish population remains opposed to their country joining NATO. Although Finland has supported EU sanctions against Russia in the aftermath of the Ukraine crisis, it has retained significant trade relations and has a sizable expatriate Russian population in Helsinki. Russia has proved adept at using trade links and expatriate Russian populations in other European countries to undermine anti-Russian policies. Similar tactics could be used in the Nordic region.

Russia’s Strategic Objectives

Russia’s strategic objectives in the Nordic region are thus focused primarily on maintaining the status quo rather than changing the strategic environment or expanding Russian influence in a significant way. The primary objective is simply to maintain Russian influence in the region. To this end, Russia has undertaken a propaganda effort to show the citizens of these countries that Russia does not threaten them. Russia has pursued political influence operations to prevent the growth of negative political attitudes toward Russia. To this end, there are concerns that it has used the Russian expatriate population and other pro-Russian activists in the region, especially in Finland, as a supportive element. It has also provided support to political parties and societal organizations critical of the EU and especially of NATO as a way of limiting the trend toward closer cooperation between NATO and the two nonmember Nordic states. Russia has also sought to maintain and enhance economic linkages with Nordic states, most notably through the strategic use of its role as an energy supplier to Finland. It is estimated that forty percent of Finland’s energy comes from Russia, and Russia has taken steps in recent years to make the import of electricity cheaper for Finland in order to maintain that connection.

In regard to military issues, Russia has worked to prevent the formal admission of Sweden and Finland to NATO. To this end, it has used a classic carrot-and-stick approach. Russian media has highlighted popular opposition to NATO membership within these countries, noting the likelihood of negative political consequences for any government that chooses to pursue NATO membership. Russian officials have threatened political, economic, and military consequences for Sweden and Finland should they choose to formally join NATO. The implicit threat is that not only would cheap energy supplies end and trade be negatively affected, but Russia could use tactics it has pursued elsewhere, such as cyberattacks and funding of antigovernment groups, to undermine political stability in these countries. Russian media have also suggested the possibility that Russia might offer inducements to Sweden and Finland for remaining neutral or at least not joining NATO formally.

In the event of a regional crisis, Russian leaders would seek to deter Sweden and Finland from joining NATO in fighting against Russia. They would seek to preempt the threat by neutralizing Nordic militaries through a Russian military buildup in the region combined with the threat that Russia would target these countries’ territories should fighting break out. Russia’s minimum goal in a Nordic crisis is thus to maintain and exacerbate existing divisions in the Nordic states that prevent them from seeking to join NATO and to inhibit further integration of their military forces with NATO forces short of membership. Russia’s maximum goal is to reverse the existing close integration of the military forces of the Nordic states with those of the United States and NATO and ideally to have these states recommit to neutrality in deed as well as in word.

Russia’s Vulnerabilities

Russia’s vulnerabilities in a Nordic crisis are to a large extent the same as its vulnerabilities in other regions, though there are some aspects particular to this region. The Russian military has relatively few forces in northwestern Russia because its main focus in recent years has been on securing the Caucasus, reinforcing its border with Ukraine, and building up forces in the Arctic and the Far North. Russian forces in northwestern Russia are not equipped for a short-notice conventional conflict, with relatively few mechanized units and a command structure not set up to fight a war in this region. As noted above, the geography of the region makes a maritime conflict relatively complicated for Russia, though that disadvantage may be mitigated in a broader engagement due to the Nordic region’s proximity to Russia and the relatively long border with Finland.

Russia is hampered by its lack of allies in the European theater. Although Belarus is a member of the Collective Security Treaty Organization (CSTO) and a Russian military partner, it would be unlikely to actively participate in a Russian military campaign. It might, however, reluctantly allow Russia to use its territory as a staging area in a conflict with NATO. Recent political tensions about the extent to which Belarus can be expected to integrate with Russia have highlighted the limits of the relationship between Moscow and Minsk. Other allies are even less likely to get involved. Neither Russia’s other CSTO allies nor China will want to get involved in a fight with NATO and (with the exception of China) would not be able to contribute significantly to the effort.

As with any conflict with a powerful but distant adversary, Russian leaders would be concerned that the overall force balance between Russia and NATO would become highly unfavorable in a longer-term conflict. For this reason, they would want to keep the conflict short and ensure that any conflict in the region would not result in horizontal escalation, which could expose Russian territory to defeat by the much larger and stronger U.S. military in a regional or even global conflict. They would be particularly concerned about the possibility that the conflict could spread to other theaters, especially the Mediterranean, which would cause Russia’s forces to be stretched thin in a fight on multiple fronts.

Finally, Russian leaders may be concerned about the impact of any kind of extended or costly intervention on Russian domestic politics. They will want to make sure that they avoid costly and long-lasting entanglements that might result in the Russian public turning against the intervention. Such a situation would be especially likely if Western states pursued strong economic countermeasures that had a direct negative effect on the Russian economy or on Russians’ ability to travel to Europe. In particular, this scenario would be a problem in a conflict that the Russian public might see as a war of choice rather than of necessity, especially one that becomes costly in either financial or human terms. For this reason, Russian leaders will seek to avoid both defeat and long-term entanglement in a Nordic conflict, as these circumstances would increase the likelihood of a strong negative effect at the domestic level.

Red Lines and (De-)Escalation Drivers

As in the Baltics, Russian leaders would view a crisis in the Nordic region primarily as a potential opportunity to realize strategic gains rather than as a threat to Russia’s vital interests. As a result, they would consider the stakes to be relatively low in most situations. This assessment would lead to a strategy of managing the crisis carefully in order to keep costs low and avoid triggering a vigorous response by NATO. Although it is important for Russia to keep Sweden and Finland out of NATO, Russia would not be likely to mount a military response if the two Nordic states take steps toward that goal. Concerns about the vulnerabilities described above, especially the danger of horizontal escalation to other theaters and the risk of loss of popularity at home due to high casualties or serious financial impact from a conflict, would encourage Russian leaders to de-escalate hostilities in the event of a crisis in the Nordic region.

The one exception to this calculus would occur in the event of a NATO attack on Russian territory. Such an attack would lead to escalation as it would pose a direct threat to the homeland and regime survival while uniting the Russian population in defense of their homeland. The Russian people have shown repeatedly that they are far more likely to accept sacrifices to defend the country than to engage in a war of choice, so Russia should be expected to escalate any conflict where control of its own territory is at stake.

Conclusion

Russia’s main peacetime goals in the Nordic region involve preventing further military integration of the Nordic states with NATO. The primary means to carry out these goals are political and cyber in nature, rather than military. In a conflict, Russia’s main goals would be similar: to keep the Nordic states out of any conflict with NATO or to keep NATO out of any conflict with a Nordic state. Escalation poses serious risks to Russia, so Russian leaders would be unlikely to initiate a conflict in the region. Russia would be much more willing to defend itself if threatened or attacked but otherwise would limit itself to using indirect means to weaken the Nordic states and to undermine their unity with their NATO partners.

Russian Strategic Culture in a Baltic Crisis

As part of a collaborative project on Russian strategic culture and leadership decision-making, organized by the Marshall Center with support from the Russia Strategy Initiative, I have published a policy brief on Russian strategic goals in a Baltic crisis. Here is  the executive summary and some highlights. The full brief is available through the Marshall Center website.

Executive Summary

  • This policy brief addresses how Russian strategic culture operates in the distinct geographic and geopolitical environment of the Baltic region. This analysis is based on a model of Russian decisionmaking in crisis situations that describes Russian leaders as prospect theory players who take greater risks to prevent anticipated defeats than they do to pursue potential opportunities. They seek to prevent foreign policy defeats that could translate into a loss of power in the region, a loss of great power status, or, in some cases, translate into political defeats at home.
  • Given this strategic calculus, we can expect Russia to act cautiously in the Baltic region because it is not facing a loss situation. Based on Russia’s limited stakes in the region, Russian leaders are likely to be highly reluctant to risk a major military confrontation with NATO through any overuse of Russian military forces. They will be careful to limit both the level of risk and the level of effort they would take on in this scenario.
  • Russia’s approach to managing a Baltic crisis scenario is based on the recognition that the balance of stakes and capabilities in such a situation ultimately would favor the West. If Baltic governments and their NATO allies both hesitate in their response, Russian leaders may seek to use the crisis to gain a strategic advantage. However, if Russian leaders see a forceful response in the early stages of a crisis, they would be likely to de-escalate in order to avert major losses.

Introduction

How relevant are the concepts of strategic culture and operational code in explaining Russian foreign policy behavior? This policy brief addresses how Russian strategic culture operates in the distinct geographic and geopolitical environment of the Baltic region (that is, the Baltic states of Estonia, Latvia, and Lithuania). The goal is to use the Baltic case study to generate conclusions about the drivers of Russian strategic behavior, especially the factors that incentivize or constrain risk-taking.

….

Applying Strategic Calculus to the Baltic Region

Given the strategic calculus described above, Russia would be expected to act far more cautiously in the Baltics than it did in Ukraine in 2014. Unlike that crisis, Russia is not facing a loss situation in the Baltic region. In Ukraine, Russia was facing the prospect of a potentially catastrophic loss of power and influence if Ukraine joined the Western alliance system against Russian wishes. The Baltic states, on the other hand, are already members of the North Atlantic Treaty Organization (NATO) and the European Union (EU) and are therefore outside of Russia’s sphere of influence. Any effort on Russia’s part to attack or politically destabilize the region would thus be an effort to make gains, not avert losses. In effect, the Baltics have already been lost to Russia, and the geopolitical impact of that loss has been fully absorbed into Russian strategic thinking.

That said, Russia could benefit politically and militarily by achieving greater control over the Baltic region, which would allow Russia to strengthen its position as the dominant regional power while simultaneously enhancing its security. But these gains would be fairly small and hardly worth the enormous risk of attacking a NATO member state. Moreover, these gains can easily be overstated. The Baltics are too small to provide much of a security buffer for Russia, and they cannot host a large Western military force. Furthermore, the NATO-Russia Founding Act already limits the number of Western forces that can be permanently deployed in the region. All of these factors reduce the significance of the threat to Russia from the Baltic states, even though they are firmly allied with the United States and are part of NATO.

….

Russian Strategic Objectives in a Baltic Crisis

In a Baltic crisis scenario, Russia would have two primary strategic objectives. First, it would seek to use the crisis to achieve geopolitical gains at the local, regional, and global levels. At the local level, it would first and foremost seek to defend the ethnic Russian populace to vindicate its compatriot policy and increase its influence in Baltic domestic politics. At the regional and global levels, Russia would seek to undermine the credibility and cohesion of the NATO alliance in order to strengthen Russia’s geopolitical position in Eastern Europe and inflict a political defeat on NATO.


The policy brief may be read in its entirety here.

Circumstances Have Changed Since 1991, but Russia’s Core Foreign Policy Goals Have Not

I have a new policy memo out with PONARS Eurasia. Here’s the first half.


Since the Ukraine crisis, the dominant Western perspective on Russian foreign policy has come to emphasize its increasingly confrontational, even revanchist, nature. Experts have focused on discontinuities in Russian foreign policy either between the ostensibly more pro-Western Yeltsin presidency and the anti-Western Putin presidency or between the more cooperatively inclined early Putin period (2000-2008) and the more confrontational late Putin period (2012-present). In this memo, I argue that Russian foreign policy preferences and activities have been largely continuous since the early 1990s. These preferences have focused on the quest to restore Russia’s great power status and maintain a zone of influence in states around its borders as a buffer against potential security threats. Throughout this time, Russian foreign policy has been neither revanchist nor expansionist in nature. Instead, it has been focused on first stopping and then reversing the decline of Russian power in the late 1980s and the 1990s and on ensuring that Russia was protected against encroachment by the Western alliance led by the United States. However, perceptions of Russian foreign policy during the post-Soviet period among other powers and outside observers have changed markedly as a consequence of a gradual increase in the extent of Russian relative power vis-à-vis its neighbors and especially vis-à-vis Western powers.

The Discontinuity Argument

The argument that Russia’s foreign policy has changed markedly over time comes in two versions. The first version of the discontinuity argument paints a sharp contrast between the pro-Western foreign policy followed by Russia in the 1990s under President Boris Yeltsin with the anti-Western foreign policy preferred by Vladimir Putin after he took over the presidency. In this reading, Russia under Yeltsin was in the process of transitioning to democracy and generally supportive of Western foreign policy initiatives despite some occasional disagreements. Putin’s Russia, on the other hand, has been committed to countering U.S. interests in the world, especially when it comes to the spread of democracy.

This narrative overstates the continuity of Russian foreign policy under Putin while understating continuities between the 1990s and 2000s. In particular, Russian support for the United States’ intervention in Afghanistan in 2001, which included putting pressure on Central Asian states to accept U.S. bases on their soil and a 2009 agreement to allow for the transit of military goods and personnel to and from Afghanistan through Russia, is downplayed in favor of a focus on Russian opposition to the U.S. intervention in Iraq. Serious disagreements during the Yeltsin period, particularly regarding Western interventions in Bosnia and Kosovo, are seen as aberrations in agenerally pro-Western Russian foreign policy, while Russian involvement in the early 1990s in internal conflicts in neighboring states such as Moldova and Georgia is ignored altogether.

The second version of the discontinuity argument runs counter to the “good Yeltsin, evil Putin” narrative. It focuses on the very aspects of Putin’s first two terms as president that the first narrative elides. This narrative highlights differences between Russian foreign policy in 2000-2012 and the period after Putin’s return to the presidency. Here, Russia is described as a status quo power until the Ukraine crisis and a revisionist power thereafter. The episodes of cooperation in the 2000s are contrasted with Russia’s confrontational statements and actions after 2012. Meanwhile, the confrontational aspects of Russian foreign policy during Putin’s first two terms in office, such as efforts to divide the Euro-Atlantic alliance over the U.S. invasion of Iraq in 2003, to force the United States military out of Central Asia after 2005, and to highlight the consequences of Western recognition of Kosovo independence in 2008, are downplayed. The result is a picture of Russian foreign policy under Putin that gradually slides from cooperation with the United States and Western institutions early in his presidency to all-out confrontation in recent years. While this trajectory is largely accurate in terms of the overall relationship, I argue that it is less the result of changes in Russian foreign policy goals and more a consequence of changes in Russia’s relative power in the international system.

The Argument for Consistency in Russian Foreign Policy Goals

While the two readings of post-Soviet Russian foreign policy presented above are at odds with each other, they both overstate the extent of discontinuity. In reality, with the possible exception of the very beginning of the Yeltsin period, Russian foreign policy goals have been largely consistent throughout the post-Soviet period. The main driver of Russian foreign policy both under Yeltsin and under Putin has been the effort to restore respect for Russia as a major power in world affairs. From the Russian point of view, this respect was lost as a result of Russia’s political and economic weakness after the collapse of the Soviet Union. Evidence for this lack of respect in the 1990s included disregard for Russia’s opposition to NATO enlargement to Central Europe and NATO’s interventions in Bosnia and Kosovo. When NATO chose to admit Poland, Hungary, and the Czech Republic in 1997, Russian politicians condemned the move as a betrayal of Russian trust and a sign that Western leaders and military planners still perceived Russia as a potential military threat. Russian leaders also felt betrayed and humiliated by the lack of consultation by NATO and Western state officials during the process leading up to the decision to bomb Serbia to stop its ethnic cleansing campaign in Kosovo. They argued that NATO enlargement and the Kosovo War showed that Russia had become so weak that its opinion no longer mattered in determining world reaction to regional crises. Further confirmation of this point of view came in the early 2000s, when Russian opinion was ignored in the U.S. withdrawal from the ABM Treaty and in the lead-up to the U.S. invasion of Iraq.

The response, both in the 1990s and under Putin, was to seek to restore Russia’s great power status while maintaining a zone of influence in states on Russia’s border as a buffer against potential security threats. As early as 1993, Russia’s Security Council promulgated a foreign policy concept that included “ensuring Russia an active role as a great power” as a key foreign policy goal and asserted a special role for Russia in the former Soviet republics.


Please click here to read the rest of the policy memo.

Quick thoughts on Syria strike

I wrote this up quickly on Saturday for friends, and it seemed to get a positive reaction, so I decided to expand a bit and send it out to the wider world…

The United States (and the Trump administration) came out well. The would saw a measured response that showed US willingness to follow up words with actions, while also showing that Trump’s rash tweets do not equal rash actions (at least vis-a-vis Russia). Jim Mattis in particular showed that he is the chief voice of reason and restraining figure in the administration.

At the same time, the strikes accomplished little in practical terms. Syria’s ability to make and use chemical weapons was largely unaffected, because what they are using now is chlorine gas, rather than the sarin that was made in its chemical weapons program prior to 2013. Chlorine gas is much easier to make and is almost certainly made at sites other than the ones that were targeted (and even if it was being made there, it can relatively easily be made elsewhere).

For this reason, Syria (and Assad) also came out well. For the price of a few destroyed buildings they got to take over Douma and wipe out the last rebel controlled zone near Damascus. The main question is the extent to which the strikes will deter Assad from using chemical weapons in the future. My guess is that there will be some short-term deterrent effect (because of worries that the next strike will be more damaging), but little long-term effect — because of beliefs that US memories fade and because of cost-benefit calculations that show that use of chemical weapons in certain situations is highly effective in demoralizing enemies and causing them to surrender (see Douma) while also forcing somewhat reluctant allies such as Russia to publicly support Assad.

Russia is a (minor) loser for this round — Russian officials made big loud statements early on, but then clearly got scared of being painted into a corner and started backing off a few days ago. In the end, the situation showed that Russia cannot deter the United States from hitting an ally, but it can limit the extent of the strike and the choice of targets. Also, Syria’s (older) Russian-made air defenses were completely ineffective, while potentially more effective modern air defenses under Russian control were not activated. In other words, the US strikes clearly showed both the extent and the limits of Russian influence in the region. Russian leaders clearly care about this image problem, thus the somewhat ridiculous statements about Syrian air defenses successfully intercepting US missiles supposedly aimed at airfields that the US and its allies did not target.

The military balance in the region is clearly revealed. In a few days, the US and its allies were able to gather a set of forces that are much stronger than what Russia could bring to bear in the region. This is not the early 1970s, when much of the world believed that the Soviet Union could more or less match the maximum US presence in the Eastern Med (even if present-day Russian analysts are skeptical about the actual strength of Russian military forces in the region at the time). The Russian military (in terms of conventional forces) is stronger than it was a few years ago and is more than a match for any of its other adversaries, but it’s still far weaker than the US military.

Finally, the impact of the strike on US domestic politics is pretty certainly going to be short-term and very limited. Some of Trump’s isolationist allies on the far right were appalled and highly critical, but they will come back to the fold soon enough since they have no alternative to supporting Trump. What’s more, Democratic politicians’ critiques that the attack should not have been done without Congressional authorization are not likely to last long, because actually having that debate in Congress is not in their interest politically (which way to vote — to authorize Trump to use force or to allow other countries to carry out chemical weapons attacks with impunity?). Better to just carp from the sidelines on this issue and go back to the various scandals after a couple of days.

So, to sum up, the world avoided a big international crisis through a combination of US restraint, Russian desire to avoid escalation in a situation where it did not have escalation dominance, and good use of US-Russian deconfliction channels. The strike itself was not particularly effective at achieving its stated goals vis-a-vis Syria, but was good at signaling US intent and capabilities for the future (including the limits of that intent). The major problem that remains is that given what I described above, Assad is unlikely to have been deterred from future use of chemical weapons and therefore we may well be back in the same place again a few months or a year from now.